LIFE PLAN FINANCIAL ADVISORY GROUP, LLC
LIFEPLAN FINANCIAL ADVISORY GROUP, LLC Legal Name
Adviser information for LIFE PLAN FINANCIAL ADVISORY GROUP, LLC last updated from Form ADV on March 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 649 | $157.5M |
| Non-Discretionary | 0 | $0 |
| Total | 649 | $157.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 207 | $69.7M |
| HNW Individuals | 53 | $87.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113343 |
|---|---|
| SEC ERA File Number | 801-113343 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 131396 |
| Legal Entity Identifier | None |
Principal Office
1055 SOUTH BOULEVARD E.SUITE 230
ROCHESTER HILLS
MI
United States
Monday - Friday, 9:00 - 5:00 (ET)
Tel: 248-299-4300, Fax: 248-299-4303
Chief Compliance Officer
CATHERINE S. GEARIG
MANAGING MEMBER
1055 SOUTH BOULEVARD E.
SUITE 230
ROCHESTER HILLS
MI
United States
Tel:
248-299-4300
Fax:
248-299-4303
C******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARR, KEITH, ALLEN | Individual | – | MANAGING MEMBER | 05/2004 | 50-75% |
| GEARIG, CATHERINE, S. | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2013 | 50-75% |