Hedge Fund Database

PATRICK MAURO INVESTMENT ADVISOR, INC.

Adviser information for PATRICK MAURO INVESTMENT ADVISOR, INC. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 284 $187.4M
Non-Discretionary 0 $0
Total 284 $187.4M

Clients

Type Number RAUM
Individuals 84 $21.2M
HNW Individuals 61 $166.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113346
SEC ERA File Number 801-113346
SEC CIK Numbers 1953787
SEC CRD Numbers 122742
Legal Entity Identifier None

Principal Office

38 MOCKINGBIRD LANE
OAK BROOK
IL
United States
Monday - Friday, 8:00AM-5:00PM
Tel: (630) 789-3374, Fax: None

Websites

mauroinvestor.com www.linkedin.com/company/patrick-mauro-investment-advisor-inc/

Chief Compliance Officer

ANITA B. MAURO
38 MOCKINGBIRD LANE
OAK BROOK
IL
United States
Tel: (847) 814-8000
(Full email address available in API data)

Regulatory Contact

PATRICK MAURO
PRESIDENT
38 MOCKINGBIRD LANE
OAK BROOK
IL
United States
Tel: (630) 789-3374
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAURO, PATRICK, JOHN Individual – PRESIDENT & CHIEF EXECUTIVE OFFICER 08/1996 > 75%
MAURO, MARY, ELLEN Individual – SECRETARY 08/1996 < 5%
MAURO, ANITA, BRYANT Individual – CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER 10/2021 < 5%

No. Employees, Historic

10502020202120222023202420252 on 3/27/20202 on 6/8/20203 on 3/22/20213 on 9/24/20213 on 10/4/20213 on 2/25/20223 on 3/1/20233 on 3/2/20233 on 4/18/20233 on 12/21/20233 on 1/3/20244 on 2/23/2024

RAUM, Historic

200M100M0202020212022202320242025144542000 on 3/27/2020144542000 on 6/8/2020157512998 on 3/22/2021157512998 on 9/24/2021157512998 on 10/4/2021183647342 on 2/25/2022174829376 on 3/1/2023174829376 on 3/2/2023174829376 on 4/18/2023174829376 on 12/21/2023174829376 on 1/3/2024187417768 on 2/23/2024

No. Clients, Historic

2001000202020212022202320242025119 on 3/27/2020119 on 6/8/2020123 on 3/22/2021123 on 9/24/2021123 on 10/4/2021136 on 2/25/2022143 on 3/1/2023143 on 3/2/2023143 on 4/18/2023143 on 12/21/2023143 on 1/3/2024145 on 2/23/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES COM 591K 6K –
ABBVIE INC COM 5M 30K –
AES CORP COM 1M 71K –
AIR PROD & CHEMICALS COM 3M 10K –
ALPHABET INC. CLASS A CAP STK CL A 3M 16K –
ALPHABET INC. CLASS C CAP STK CL C 1M 7K –
AMCOR PLC F ORD 1M 135K –
AMER ELECTRIC PWR CO COM 5M 60K –
AUTO DATA PROCESSING COM 4M 19K –
BRISTOL-MYERS SQUIBB COM 500K 12K –
C N A FINL CORP COM 6M 141K –
CANADIAN NATL RAILWY F COM 4M 31K –
CISCO SYSTEMS INC COM 7M 154K –
CME GROUP INC CLASS A COM 11M 56K –
CONAGRA BRANDS INC COM 5M 174K –
CONSOLIDATED EDISON COM 771K 9K –
COSTCO WHOLESALE CO COM 3M 3K –
CVS HEALTH CORP COM 7M 119K –
DUKE ENERGY CORP COM NEW 3M 30K –
INTEL CORP COM 935K 30K –
ISHARES CORE MSCI TOTL INTL STCK ETF CORE MSCI TOTAL 10M 145K –
KELLANOVA COM 292K 5K –
KIMBERLY CLARK CORP COM 5M 39K –
LINDE PLC F SHS 7M 15K –
LOCKHEED MARTIN CORP COM 9M 20K –
MCDONALDS CORP COM 5M 21K –
MICROCHIP TECHNOLOGY COM 3M 33K –
MICROSOFT CORP COM 4M 9K –
MONDELEZ INTL CLASS A CL A 2M 33K –
NVIDIA CORP COM 499K 4K –
PEPSICO INC COM 1M 8K –
PFIZER INC COM 8M 289K –
PROCTER & GAMBLE COM 5M 29K –
ROCHE HLDG AG FSPONSORED ADR 1 ADR RE 0.125 ORD SHS COM 2M 48K –
RTX CORP COM 4M 42K –
SOUTHERN CO COM 3M 41K –
SPDR GOLD SHARES ETF GOLD SHS 2M 11K –
UNITED PARCEL SRVC CLASS B CL B 673K 5K –
VERIZON COMMUNICATN COM 9M 207K –
WALT DISNEY CO COM 209K 2K –
WASTE MANAGEMENT INC COM 5M 22K –
WATSCO INC COM 12M 27K –
WK KELLOGG CO COM SHS 628K 38K –