1834 INVESTMENT ADVISORS CO.
Adviser information for 1834 INVESTMENT ADVISORS CO. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 28 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,077 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1,077 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 216 | $88.1M |
| HNW Individuals | 219 | $981.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $26.9M |
| Charitable organizations | 7 | $15.1M |
| State or municipal gov entities | 4 | $5.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
511 N BROADWAYSUITE 801
MILWAUKEE
WI
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (414) 615-1012, Fax: None
Websites
Chief Compliance Officer
DAVID BUCUR
CHIEF COMPLIANCE OFFICER
123 MAIN STREET
EVANSVILLE
IN
United States
Tel:
(812) 464-1463
D**********@*************************M
(Full email address available in API data)
Regulatory Contact
LINDSEY RIESE
OPERATIONS MANAGER
511 NORTH BROADWAY
SUITE 801
MILWAUKEE
WI
United States
Tel:
(414) 615-1016
L*****@*************************M
(Full email address available in API data)
Industry Affiliates
| OLD NATIONAL BANK | Banking or thrift institutionTrust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECKER, DAVID, PAUL | Individual | – | SENIOR MANAGING DIRECTOR | 04/2001 | < 5% |
| STEINER, JAMES, PAUL | Individual | – | CHAIRMAN AND CHIEF INVESTMENT OFFICER | 05/2022 | < 5% |
| OLD NATIONAL BANCORP | Domestic Entity | – | SHAREHOLDER | 02/2022 | > 75% |
| CLAYBON, JOHN, CLIFFORD | Individual | – | SENIOR MANAGING DIRECTOR | 09/2022 | < 5% |
| BUCUR, DAVID, ROSS | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| GORSKI, MARK, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER | 05/2022 | < 5% |
| AlAhmar, Chady, Mohsen | Individual | – | CHIEF EXECUTIVE OFFICER | 05/2022 | < 5% |
| HOLMAN, ERIC, SCOTT | Individual | – | CHIEF OPERATING OFFICER | 10/2023 | < 5% |
| EBNER, MICHAEL, DANIEL | Individual | – | ASSISTANT GENERAL COUNSEL | 10/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 5M | 51K | – |
| ABBOTT LABS | COM | 808K | 8K | – |
| ABBVIE INC | COM | 3M | 19K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 8K | – |
| AIR PRODS & CHEMS INC | COM | 473K | 2K | – |
| ALBEMARLE CORP | COM | 565K | 6K | – |
| ALLY FINL INC | COM | 4M | 96K | – |
| ALPHABET INC | CAP STK CL A | 9M | 49K | – |
| ALPHABET INC | CAP STK CL C | 647K | 4K | – |
| ALTRIA GROUP INC | COM | 8M | 183K | – |
| AMAZON COM INC | COM | 5M | 28K | – |
| AMERICAN ELEC PWR CO INC | COM | 779K | 9K | – |
| APA CORPORATION | COM | 4M | 145K | – |
| APPLE INC | COM | 28M | 131K | – |
| APTIV PLC | SHS | 296K | 4K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 415K | 406 | – |
| AT&T INC | COM | 11M | 593K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 263K | 1K | – |
| BANCO SANTANDER S.A. | ADR | 158K | 34K | – |
| BANK AMERICA CORP | COM | 696K | 18K | – |
| BANK NEW YORK MELLON CORP | COM | 709K | 12K | – |
| BATH & BODY WORKS INC | COM | 620K | 16K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 325K | 798 | – |
| BEST BUY INC | COM | 4M | 43K | – |
| BLACKROCK INC | COM | 541K | 687 | – |
| BOEING CO | COM | 334K | 2K | – |
| BOSTON SCIENTIFIC CORP | COM | 541K | 7K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 7M | 175K | – |
| BROADCOM INC | COM | 7M | 5K | – |
| CAPITAL ONE FINL CORP | COM | 941K | 7K | – |
| CARDINAL HEALTH INC | COM | 4M | 41K | – |
| CARMAX INC | COM | 482K | 7K | – |
| CATERPILLAR INC | COM | 349K | 1K | – |
| CBOE GLOBAL MKTS INC | COM | 711K | 4K | – |
| CHEVRON CORP NEW | COM | 9M | 56K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 235K | 4K | – |
| CISCO SYS INC | COM | 7M | 137K | – |
| CITIGROUP INC | COM NEW | 3M | 43K | – |
| COCA COLA CO | COM | 573K | 9K | – |
| COMERICA INC | COM | 5M | 104K | – |
| CONAGRA BRANDS INC | COM | 5M | 159K | – |
| CONOCOPHILLIPS | COM | 918K | 8K | – |
| CONSTELLATION BRANDS INC | CL A | 370K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| COTERRA ENERGY INC | COM | 9M | 355K | – |
| CROWN CASTLE INC | COM | 8M | 81K | – |
| CUBESMART | COM | 6M | 134K | – |
| CVS HEALTH CORP | COM | 8M | 139K | – |
| DANAHER CORPORATION | COM | 385K | 2K | – |
| DIAMONDBACK ENERGY INC | COM | 431K | 2K | – |
| DOMINION ENERGY INC | COM | 6M | 115K | – |
| DOW INC | COM | 6M | 117K | – |
| DOXIMITY INC | CL A | 1M | 50K | – |
| DUKE ENERGY CORP NEW | COM NEW | 232K | 2K | – |
| DUPONT DE NEMOURS INC | COM | 661K | 8K | – |
| EDWARDS LIFESCIENCES CORP | COM | 785K | 9K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| EMERSON ELEC CO | COM | 559K | 5K | – |
| EOG RES INC | COM | 339K | 3K | – |
| EQUIFAX INC | COM | 907K | 4K | – |
| EXXON MOBIL CORP | COM | 3M | 27K | – |
| FEDEX CORP | COM | 349K | 1K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 5M | 92K | – |
| FIRST AMERN FINL CORP | COM | 2M | 29K | – |
| FIRST BUSINESS FINL SVCS INC | COM | 241K | 7K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 773K | 45K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 1M | 25K | – |
| FORD MTR CO DEL | COM | 2M | 146K | – |
| FREEPORT-MCMORAN INC | CL B | 505K | 10K | – |
| GE AEROSPACE | COM NEW | 372K | 2K | – |
| GLOBAL PMTS INC | COM | 290K | 3K | – |
| GOLDMAN SACHS GROUP INC | COM | 210K | 464 | – |
| HESS CORP | COM | 1M | 7K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| HONEYWELL INTL INC | COM | 952K | 4K | – |
| HUNTINGTON INGALLS INDS INC | COM | 483K | 2K | – |
| INTEL CORP | COM | 2M | 71K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 209K | 1K | – |
| INTERNATIONAL PAPER CO | COM | 506K | 12K | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 2K | – |
| INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 746K | 31K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 241K | 13K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 290K | 14K | – |
| INVESCO QQQ TR | UNIT SER 1 | 548K | 1K | – |
| ISHARES TR | RUS 2000 GRW ETF | 3M | 12K | – |
| ISHARES TR | SP SMCP600VL ETF | 5M | 49K | – |
| ISHARES TR | EAFE GRWTH ETF | 1M | 10K | – |
| ISHARES TR | RUS 1000 VAL ETF | 3M | 17K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 39K | – |
| ISHARES TR | 1 3 YR TREAS BD | 249K | 3K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 9K | – |
| ISHARES TR | CRE U S REIT ETF | 797K | 15K | – |
| ISHARES TR | S&P MC 400GR ETF | 20M | 222K | – |
| ISHARES TR | RUS 1000 GRW ETF | 5M | 13K | – |
| ISHARES TR | RUS MDCP VAL ETF | 274K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 46M | 500K | – |
| ISHARES TR | CORE S&P TTL STK | 616K | 5K | – |
| ISHARES TR | CORE HIGH DV ETF | 259K | 2K | – |
| ISHARES TR | MSCI EAFE ETF | 4M | 51K | – |
| ISHARES TR | 0-5YR HI YL CP | 1M | 31K | – |
| ISHARES TR | S&P SML 600 GWT | 5M | 38K | – |
| ISHARES TR | ISHS 1-5YR INVS | 579K | 11K | – |
| ISHARES TR | MSCI EMG MKT ETF | 217K | 5K | – |
| ISHARES TR | S&P 500 VAL ETF | 37M | 204K | – |
| ISHARES TR | S&P MC 400VL ETF | 20M | 177K | – |
| ISHARES TR | COHEN STEER REIT | 653K | 11K | – |
| ISHARES TR | GLOBAL ENERG ETF | 403K | 10K | – |
| ISHARES TR | SHORT TREAS BD | 2M | 22K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 11K | – |
| ISHARES TR | EAFE VALUE ETF | 406K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 246K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 12K | – |
| ISHARES TR | RUS 2000 VAL ETF | 203K | 1K | – |
| JANUS HENDERSON GROUP PLC | ORD SHS | 3M | 98K | – |
| JOHNSON & JOHNSON | COM | 8M | 53K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 29K | – |
| KIMBERLY-CLARK CORP | COM | 335K | 2K | – |
| KINDER MORGAN INC DEL | COM | 9M | 455K | – |
| KLA CORP | COM NEW | 1M | 1K | – |
| KROGER CO | COM | 6M | 124K | – |
| LENNAR CORP | CL A | 524K | 3K | – |
| LOCKHEED MARTIN CORP | COM | 8M | 17K | – |
| LOWES COS INC | COM | 599K | 3K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 2M | 16K | – |
| MERCK & CO INC | COM | 9M | 72K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| MICRON TECHNOLOGY INC | COM | 569K | 4K | – |
| MICROSOFT CORP | COM | 28M | 62K | – |
| MONDELEZ INTL INC | CL A | 940K | 14K | – |
| MORGAN STANLEY | COM NEW | 733K | 8K | – |
| NISOURCE INC | COM | 728K | 25K | – |
| NORTHROP GRUMMAN CORP | COM | 261K | 599 | – |
| NVIDIA CORPORATION | COM | 3M | 26K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 3K | – |
| PAYPAL HLDGS INC | COM | 335K | 6K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PFIZER INC | COM | 9M | 316K | – |
| PHILIP MORRIS INTL INC | COM | 5M | 50K | – |
| PINTEREST INC | CL A | 1M | 24K | – |
| PRICE T ROWE GROUP INC | COM | 3M | 24K | – |
| PROCTER AND GAMBLE CO | COM | 4M | 23K | – |
| PUBLIC STORAGE OPER CO | COM | 5M | 19K | – |
| PURE STORAGE INC | CL A | 2M | 28K | – |
| QUALCOMM INC | COM | 6M | 32K | – |
| RBB FD INC | US TREAS 3 MNTH | 1M | 29K | – |
| REGENERON PHARMACEUTICALS | COM | 467K | 444 | – |
| RTX CORPORATION | COM | 272K | 3K | – |
| SALESFORCE INC | COM | 848K | 3K | – |
| SCHLUMBERGER LTD | COM STK | 461K | 10K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 462K | 7K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 658K | 16K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 12K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 546K | 8K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 12K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 2M | 14K | – |
| SHERWIN WILLIAMS CO | COM | 895K | 3K | – |
| SOUTHERN CO | COM | 1M | 18K | – |
| SPDR GOLD TR | GOLD SHS | 9M | 41K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 2M | 4K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 1M | 29K | – |
| SPDR SER TR | PORTFOLIO INTRMD | 319K | 10K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 1M | 13K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 6M | 81K | – |
| SPDR SER TR | S&P DIVID ETF | 6M | 45K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 13M | 273K | – |
| STEEL DYNAMICS INC | COM | 833K | 6K | – |
| STRYKER CORPORATION | COM | 766K | 2K | – |
| SYSCO CORP | COM | 928K | 13K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 379K | 2K | – |
| TARGET CORP | COM | 3M | 22K | – |
| TEXAS INSTRS INC | COM | 4M | 22K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 990K | 2K | – |
| TOLL BROTHERS INC | COM | 208K | 2K | – |
| TRUIST FINL CORP | COM | 8M | 209K | – |
| TYSON FOODS INC | CL A | 3M | 46K | – |
| UNION PAC CORP | COM | 2M | 11K | – |
| UNITED AIRLS HLDGS INC | COM | 212K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 7M | 13K | – |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 661K | 14K | – |
| VANECK ETF TRUST | PREFERRED SECURT | 475K | 27K | – |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 789K | 8K | – |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 IDX | 4M | 40K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 501K | 2K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 959K | 6K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 15M | 31K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 830K | 4K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 1M | 7K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 19K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 6M | 141K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 21K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 30M | 372K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 43M | 737K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 27M | 466K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 29M | 374K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 7M | 158K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 9M | 192K | – |
| VANGUARD WORLD FD | INF TECH ETF | 443K | 768 | – |
| VEEVA SYS INC | CL A COM | 460K | 3K | – |
| VENTAS INC | COM | 798K | 16K | – |
| VERIZON COMMUNICATIONS INC | COM | 11M | 259K | – |
| VIRTU FINL INC | CL A | 8M | 352K | – |
| VISA INC | COM CL A | 2M | 6K | – |
| WALMART INC | COM | 563K | 8K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 281K | 38K | – |
| WATSCO INC | COM | 283K | 611 | – |
| WEC ENERGY GROUP INC | COM | 6M | 82K | – |
| WELLS FARGO CO NEW | COM | 1M | 19K | – |
| WESTERN UN CO | COM | 6M | 492K | – |
| WHITE MTNS INS GROUP LTD | COM | 2M | 1K | – |
| WILLIAMS SONOMA INC | COM | 4M | 13K | – |