VARIANT INVESTMENTS
VARIANT INVESTMENTS, LLC Legal Name
Adviser information for VARIANT INVESTMENTS last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $3.0B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-113357 |
|---|---|
| SEC ERA File Number | 801-113357 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289261 |
| Legal Entity Identifier | None |
Principal Office
10300 SW GREENBURG ROADSUITE 308
PORTLAND
OR
United States
Monday - Friday, 8AM - 5PM
Tel: 503.563.0700, Fax: None
Chief Compliance Officer
LISA ZHU
DIRECTOR OF OPERATIONS
10300 SW GREENBURG ROAD
SUITE 308
PORTLAND
OR
United States
Tel:
503.563.0700
C*********@*********************M
(Full email address available in API data)
Regulatory Contact
ROBERT ELSASSER
PRINCIPAL
10300 SW GREENBURG ROAD
SUITE 308
PORTLAND
OR
United States
Tel:
503.563.0700
C*********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAYES, JERALD, BENJAMIN | Individual | – | MANAGING MEMBER | 07/2017 | 10-25% |
| ELSASSER, ROBERT, WILLIAM | Individual | – | MANAGING MEMBER | 07/2017 | 10-25% |
| FINTEL, CURTIS, NEIL | Individual | – | MANAGING MEMBER | 07/2017 | 10-25% |
| BOCO INVESTMENTS, LLC | Domestic Entity | – | MEMBER | 09/2017 | 25-50% |
| PAT STRYKER LIVING TRUST | Domestic Entity | BOCO INVESTMENTS, LLC | OWNER | 09/2017 | 25-50% |
| ZIMLICH, JOSEPH, C | Individual | – | MEMBER | 09/2017 | 5-10% |
| KLEMSZ, BRIAN, LOYD | Individual | – | MEMBER | 09/2017 | < 5% |
| Patricia, Stryker, A | Individual | PAT STRYKER LIVING TRUST | TRUSTEE | 09/2017 | 25-50% |
| KUDU INVESTMENT US, LLC | Domestic Entity | – | MEMBER | 01/2023 | 25-50% |
| KUDU INVESTMENT MANAGEMENT LLC | Domestic Entity | KUDU INVESTMENT HOLDINGS, LLC | MEMBER | 01/2023 | > 75% |
| KUDU INVESTMENT HOLDINGS, LLC | Domestic Entity | KUDU INVESTMENT US, LLC | MEMBER | 01/2023 | > 75% |
| WM REGENT LTD | Domestic Entity | KUDU INVESTMENT MANAGEMENT LLC | SHAREHOLDER | 01/2023 | 25-50% |
| Zhu, Lisa | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| COOK, KRISTIN, ANNE | Individual | – | CHIEF OPERATIONS OFFICER | 10/2023 | < 5% |