Hedge Fund Database

DASH INVESTMENTS

DASH ACQUISITIONS INC. Legal Name

Adviser information for DASH INVESTMENTS last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 963 $427.1M
Non-Discretionary 0 $0
Total 963 $427.1M

Clients

Type Number RAUM
Individuals 96 $24.2M
HNW Individuals 269 $402.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113360
SEC ERA File Number 801-113360
SEC CIK Numbers 1745885
SEC CRD Numbers 135281
Legal Entity Identifier None

Principal Office

21600 OXNARD STREET
STE. 1755
WOODLAND HILLS
CA
United States
Monday - Friday, 6AM - 6PM
Tel: 800-549-3227, Fax: 310-469-5200

Websites

www.linkedin.com/company/dash-investments www.facebook.com/dash-investments-143069625830843/ www.dashinvestments.com

Chief Compliance Officer

ZAIN GRIFFITH
CEO
21600 OXNARD STREET
STE. 1755
WOODLAND HILLS
CA
United States
Tel: 800-549-3227
Fax: 310-469-5200
(Full email address available in API data)

Regulatory Contact

JONATHAN DASH
21600 OXNARD STREET
SUITE 1755
WOODLAND HILLS
CA
United States
Tel: 800-549-3227
Fax: 310-469-5200
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DASH, JONATHAN Individual – PRESIDENT 01/2004 > 75%
GRIFFITH, ZAIN, L. Individual – CHIEF COMPLIANCE OFFICER 10/2009 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 10/8/20196 on 3/26/20206 on 4/6/20206 on 5/28/20206 on 6/24/20208 on 8/14/20208 on 9/4/20208 on 3/18/20218 on 4/14/20218 on 5/7/20218 on 6/29/20218 on 3/8/20228 on 4/15/20227 on 3/17/20237 on 3/17/20237 on 7/10/20237 on 7/19/20239 on 3/4/2024

RAUM, Historic

500M250M02019202020212022202320242025149494291 on 10/8/2019194341709 on 3/26/2020194341709 on 4/6/2020194341709 on 5/28/2020194341709 on 6/24/2020194341709 on 8/14/2020194341709 on 9/4/2020191454826 on 3/18/2021191454826 on 4/14/2021191454826 on 5/7/2021191454826 on 6/29/2021289854977 on 3/8/2022289854977 on 4/15/2022247464563 on 3/17/2023247464563 on 3/17/2023247464563 on 7/10/2023341577536 on 7/19/2023427064818 on 3/4/2024

No. Clients, Historic

40020002019202020212022202320242025168 on 10/8/2019214 on 3/26/2020214 on 4/6/2020214 on 5/28/2020214 on 6/24/2020214 on 8/14/2020214 on 9/4/2020229 on 3/18/2021229 on 4/14/2021229 on 5/7/2021229 on 6/29/2021268 on 3/8/2022268 on 4/15/2022299 on 3/17/2023299 on 3/17/2023299 on 7/10/2023335 on 7/19/2023365 on 3/4/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 12M 114K 0
ABBVIE INC COM 498K 3K 0
ACCENTURE PLC IRELAND SHS CLASS A 14M 42K 0
ADOBE INC COM 13M 23K 0
ALPHABET INC CAP STK CL A 2M 10K 0
ALPHABET INC CAP STK CL C 27M 150K 0
AMAZON COM INC COM 30M 159K 0
AON PLC SHS CL A 6M 20K 0
APPLE INC COM 9M 37K 0
APPLIED MATLS INC COM 264K 1K 0
AUTOMATIC DATA PROCESSING IN COM 12M 50K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 5M 10K 0
CACI INTL INC CL A 998K 2K 0
CHEVRON CORP NEW COM 309K 2K 0
DANAHER CORPORATION COM 17M 68K 0
ELI LILLY & CO COM 334K 368 0
EXTREME NETWORKS COM 188K 13K 0
FIRST TR EXCHANGE-TRADED FD WTR ETF 284K 3K 0
INTERCONTINENTAL EXCHANGE IN COM 9M 62K 0
INTERNATIONAL BUSINESS MACHS COM 201K 1K 0
INVESCO QQQ TR UNIT SER 1 2M 4K 0
ISHARES TR CORE S&P500 ETF 555K 991 0
JOHNSON & JOHNSON COM 266K 2K 0
LITMAN GREGORY FDS TR POLEN CAPITAL GL 1M 109K 0
MASTERCARD INCORPORATED CL A 19M 42K 0
MATADOR RES CO COM 6M 98K 0
META PLATFORMS INC CL A 27M 58K 0
MICROSOFT CORP COM 36M 80K 0
MOTOROLA SOLUTIONS INC COM NEW 219K 555 0
MSCI INC COM 2M 3K 0
NIKE INC CL B 2M 25K 0
NOVO-NORDISK A S ADR 266K 2K 0
NVIDIA CORPORATION COM 1M 11K 0
OPENDOOR TECHNOLOGIES INC COM 41K 15K 0
ORACLE CORP COM 325K 2K 0
OTIS WORLDWIDE CORP COM 1M 12K 0
PHILIP MORRIS INTL INC COM 21M 196K 0
PROCTER AND GAMBLE CO COM 7M 42K 0
ROPER TECHNOLOGIES INC COM 5M 9K 0
SALESFORCE INC COM 14M 56K 0
SAP SE SPON ADR 16M 78K 0
SELECT SECTOR SPDR TR TECHNOLOGY 231K 1K 0
SEMPRA COM 202K 3K 0
STERIS PLC SHS USD 6M 25K 0
THERMO FISHER SCIENTIFIC INC COM 16M 30K 0
UNITEDHEALTH GROUP INC COM 370K 645 0
VANECK ETF TRUST MRNGSTR WDE MOAT 463K 5K 0
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 351K 685 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 267K 1K 0
VISA INC COM CL A 19M 71K 0
XYLEM INC COM 280K 2K 0