F3 INVESTMENT MANAGEMENT, LLC
Adviser information for F3 INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $528.4M |
| Total | 1 | $528.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $528.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113382 |
|---|---|
| SEC ERA File Number | 801-113382 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294021 |
| Legal Entity Identifier | None |
Principal Office
1125 WEST LORAIN STREETAPPLETON
WI
United States
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Tel: (651) 300-7677, Fax: N/A
Chief Compliance Officer
JON PATRICK DESMIDT
CHIEF COMPLIANCE OFFICER
1125 WEST LORAIN STREET
APPLETON
WI
United States
Tel:
(651) 300-7677
Fax:
N/A
J**********@*************M
(Full email address available in API data)
Regulatory Contact
RICHARD GERARD DESALVO
MEMBER & CEO
4 DELANO COURT
MORRISTOWN
NJ
United States
Tel:
(201) 787-0799
Fax:
N/A
R***********@*************M
(Full email address available in API data)
Industry Affiliates
| F3LOGIC, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DESALVO, RICHARD, GERARD | Individual | – | MEMBER & CEO | 02/2018 | < 5% |
| DESMIDT, JON, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2018 | < 5% |
| LABRIE, MICHAEL, JAMES | Individual | – | MEMBER | 02/2018 | < 5% |
| NENTWICH, KEVIN, MICHAEL | Individual | – | MEMBER | 02/2018 | < 5% |
| KUSSKE, MARY, BARBARA | Individual | – | MEMBER | 02/2018 | < 5% |
| NEE, THOMAS, FRANCIS | Individual | – | MEMBER | 02/2018 | < 5% |