ADASINA SOCIAL CAPITAL
ROBASCIOTTI & ASSOCIATES , INC. Legal Name
Adviser information for ADASINA SOCIAL CAPITAL last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 112 | $232.9M |
| Non-Discretionary | 0 | $0 |
| Total | 112 | $232.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 41 | $11.8M |
| HNW Individuals | 6 | $13.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $152.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 3 | $55.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113385 |
|---|---|
| SEC ERA File Number | 801-113385 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151411 |
| Legal Entity Identifier | None |
Principal Office
1080 JONES STREETAPT 246
BERKELEY
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 415-986-5500, Fax: 415-986-5502
Chief Compliance Officer
MAYA PHILIPSON
CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER
548 MARKET STREET
SUITE 60335
SAN FRANCISCO
CA
United States
Tel:
415-986-5500
Fax:
415-986-5502
C*********@**********M
(Full email address available in API data)
Regulatory Contact
RACHEL J. ROBASCIOTTI
PRINCIPAL, CHIEF EXECUTIVE OFFICER
548 MARKET STREET
SUITE 60335
SAN FRANCISCO
CA
United States
Tel:
415-986-5500
Fax:
415-986-5502
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBASCIOTTI, RACHEL, JOYCE | Individual | – | PRINCIPAL, PRESIDENT (CORPORATE) | 06/2004 | 50-75% |
| PHILIPSON, MAYA, JEAN | Individual | – | PRINCIPAL AND SECRETARY (CORPORATE), CHIEF COMPLIANCE OFFICER | 01/2008 | 25-50% |