HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
Adviser information for HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $593.1M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $593.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $223.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $65.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 1 | $304.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113387 |
|---|---|
| SEC ERA File Number | 801-113387 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297174 |
| Legal Entity Identifier | None |
Principal Office
2115 E. 7TH STREETCHARLOTTE
NC
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 336-552-6228, Fax: None
Chief Compliance Officer
BRAD GARNER
CHIEF FINANCIAL OFFICER
3675 MARINE DRIVE
GREENVILLE
NC
United States
Tel:
252-355-4610 EXT. 108
B***@******************M
(Full email address available in API data)
Regulatory Contact
STEVEN A. HALE II
2115 E. 7TH STREET
CHARLOTTE
NC
United States
Tel:
336-552-6228
S****@******************M
(Full email address available in API data)
Industry Affiliates
| HALE PARTNERSHIP CAPITAL ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CLARK-HALE FUND LP | Hedge Fund | $15.4M | $0.1M | 8 |
| DICKINSON-HALE FUND LP | Hedge Fund | $8.6M | $0.1M | 4 |
| HALE GOVERNMENT BUILDING FUND, L.P. | Real Estate Fund | $17.3M | $0.5M | 30 |
| HALE ICFG FUND, L.P. | Hedge Fund | $61.6M | $5.0M | 5 |
| HALE MEDICAL OFFICE BUILDING FUND, L.P. | Real Estate Fund | $28.2M | $0.1M | 35 |
| HALE PARTNERSHIP FUND, L.P. | Hedge Fund | $85.0M | $0.3M | 79 |
| MGEN II - HALE FUND, L.P. | Hedge Fund | $3.6M | $0.1M | 4 |
| SMITH - HALE FUND LP | Hedge Fund | $10.9M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Garner, Bradley, Griffin | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2015 | 10-25% |
| HALE, STEVEN, ALFRED | Individual | – | GENERAL PARTNER | 09/2010 | > 75% |