4WEALTH ADVISORS, INC.
Adviser information for 4WEALTH ADVISORS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,059 | $173.6M |
| Non-Discretionary | 42 | $39.0M |
| Total | 1,101 | $212.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 423 | $85.3M |
| HNW Individuals | 47 | $66.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 72 | $60.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSHARES IN THIRD-PARTY ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-113392 |
|---|---|
| SEC ERA File Number | 801-113392 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129727 |
| Legal Entity Identifier | None |
Principal Office
745 MCCLINTOCK DRIVESUITE 150
BURR RIDGE
IL
United States
SATURDAY BY APPOINTMENT., MONDAY - FRIDAY 8:30 - 5:00 P.M.
Tel: 708-695-5300, Fax: 708-456-9130
Chief Compliance Officer
PETER D. RECCHIA
PRESIDENT
745 MCCLINTOCK DRIVE
SUITE 150
BURR RIDGE
IL
United States
Tel:
708-695-5300
Fax:
708-456-9130
P*******@************M
(Full email address available in API data)
Regulatory Contact
JENNIFER BELLAMY
745 MCCLINTOCK DRIVE
SUITE 150
BURR RIDGE
IL
United States
Tel:
708-695-5838
Fax:
708-456-9130
J*******@************M
(Full email address available in API data)
Industry Affiliates
| 4WEALTH CPAS, LLC | Accountant or accounting firm |
| 4WEALTH INSURANCE GROUP, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RECCHIA, PETER, DOMINIC | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 11/2003 | > 75% |