HARBOR ISLAND CAPITAL LLC

Adviser information for HARBOR ISLAND CAPITAL LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15 $207.7M
Non-Discretionary 0 $0
Total 15 $207.7M

Clients

Type Number RAUM
Individuals <5 $632,635
HNW Individuals 13 $193.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $13.7M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113401
SEC ERA File Number 801-113401
SEC CIK Numbers 1730580
SEC CRD Numbers 107457
Legal Entity Identifier None

Principal Office

7 GROVE STREET
UNIT 302
TOPSFIELD
MA
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 978-887-3174, Fax: 978-887-3176

Chief Compliance Officer

PAUL FORTIN
OWNER/MEMBER/CCO
7 GROVE STREET
UNIT 302
TOPSFIELD
MA
United States
Tel: 978-887-3174
Fax: 978-887-3176
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FORTIN, PAUL, DAVID Individual OWNER/MEMBER/CHIEF COMPLIANCE OFFICER 01/1999 > 75%

No. Employees, Historic

10502020202120222023202420252 on 3/12/20202 on 5/19/20202 on 6/17/20202 on 3/15/20212 on 3/16/20222 on 3/15/20232 on 3/5/2024

RAUM, Historic

300M150M0202020212022202320242025139552918 on 3/12/2020139552918 on 5/19/2020139552918 on 6/17/2020166067592 on 3/15/2021234681885 on 3/16/2022165698622 on 3/15/2023207725809 on 3/5/2024

No. Clients, Historic

2010020202021202220232024202515 on 3/12/202015 on 5/19/202015 on 6/17/202015 on 3/15/202116 on 3/16/202219 on 3/15/202313 on 3/5/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 21M 98K
APPLIED MATLS INC COM 47M 199K
BANK AMERICA CORP COM 7M 169K
CISCO SYS INC COM 11M 223K
COMCAST CORP NEW CL A 7M 172K
EAGLE MATLS INC COM 10M 45K
GATX CORP COM 12M 92K
HEWLETT PACKARD ENTERPRISE C COM 5M 232K
HP INC COM 10M 286K
INTEL CORP COM 8M 251K
KLA CORP COM NEW 12M 15K
LAM RESEARCH CORP COM 40M 38K
MICROSOFT CORP COM 19M 42K
WARNER BROS DISCOVERY INC COM SER A 8M 1M
WELLS FARGO CO NEW COM 17M 280K