Hedge Fund Database

COUNCIL OAK WEALTH ADVISORS

COWA, LLC Legal Name

Adviser information for COUNCIL OAK WEALTH ADVISORS last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 795 $362.1M
Non-Discretionary 91 $29.0M
Total 886 $391.0M

Clients

Type Number RAUM
Individuals 196 $64.2M
HNW Individuals 86 $307.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 7 $19.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsADVISORY CONSULTING AND WEALTH MANAGEMENT PROGRAM
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-113403
SEC ERA File Number 801-113403
SEC CIK Numbers 1844480
SEC CRD Numbers 297180
Legal Entity Identifier None

Principal Office

8801 S. YALE AVENUE
SUITE 420
TULSA
OK
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 918-984-9110, Fax: 918-779-4022

Websites

counciloakinvestments.com/ counciloakadvisors.com/ www.linkedin.com/company/council-oak-wealth-advisors/about/ counciloakwealthadvisors.com/ counciloakwealth.com/

Chief Compliance Officer

JAMES E. DIACON
MANAGING MEMBER
8801 S. YALE AVENUE
SUITE 420
TULSA
OK
United States
Tel: 918-984-9110
(Full email address available in API data)

Regulatory Contact

RYAN ADAMS
3091 SE WASHINGTON BLVD
STE B
BARTLESVILLE
OK
United States
Tel: 918-337-0299
Fax: 918-550-4826
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHELTER ME, LLC Domestic Entity – MANAGING MEMBER 06/2018 50-75%
THIRD BUCKET, LLC Domestic Entity – MANAGING MEMBER 06/2018 50-75%
DIACON, JAMES, E Individual – CHIEF COMPLIANCE OFFICER 06/2018 < 5%
DIACON, JAMES, E Individual THIRD BUCKET, LLC MANAGING MEMBER 05/2018 > 75%
LOVELLE, NATHAN, JOEL Individual SHELTER ME, LLC MANAGING MEMBER 05/2018 > 75%

No. Employees, Historic

10502020202120222023202420255 on 2/25/20205 on 4/21/20205 on 5/27/20205 on 5/29/20205 on 6/19/20205 on 9/21/20206 on 2/15/20216 on 4/29/20216 on 3/7/20226 on 10/20/20227 on 2/24/20237 on 5/23/20237 on 1/22/20248 on 2/23/2024

RAUM, Historic

400M200M0202020212022202320242025187000000 on 2/25/2020187000000 on 4/21/2020187000000 on 5/27/2020187000000 on 5/29/2020187000000 on 6/19/2020187000000 on 9/21/2020265400000 on 2/15/2021265400000 on 4/29/2021323510182 on 3/7/2022323510182 on 10/20/2022337213665 on 2/24/2023337213665 on 5/23/2023337213665 on 1/22/2024391018952 on 2/23/2024

No. Clients, Historic

3001500202020212022202320242025167 on 2/25/2020167 on 4/21/2020167 on 5/27/2020167 on 5/29/2020167 on 6/19/2020167 on 9/21/2020220 on 2/15/2021220 on 4/29/2021230 on 3/7/2022230 on 10/20/2022240 on 2/24/2023240 on 5/23/2023240 on 1/22/2024289 on 2/23/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 427K 4K –
ABBVIE INC COM 936K 5K –
ALLIANCE RESOURCE PARTNERS L UT LTD PART 821K 34K –
ALLIANT ENERGY CORP COM 269K 5K –
ALPHABET INC CAP STK CL A 539K 3K –
ALPS ETF TR ALERIAN MLP 7M 141K –
ALTRIA GROUP INC COM 264K 6K –
AMERICAN CENTY ETF TR INTL SMCP VLU 1M 18K –
AMERICAN CENTY ETF TR US SML CP VALU 12M 139K –
AMERICAN EXPRESS CO COM 226K 975 –
AMGEN INC COM 1M 3K –
AMPLIFY ETF TR CWP ENHANCED DIV 457K 12K –
APA CORPORATION COM 253K 9K –
APPLE INC COM 8M 36K –
AT&T INC COM 874K 46K –
BANK AMERICA CORP COM 2M 48K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 531K 1K –
BOK FINL CORP COM NEW 552K 6K –
BP PLC SPONSORED ADR 612K 17K –
BRISTOL-MYERS SQUIBB CO COM 411K 10K –
CAMBRIA ETF TR SHSHLD YIELD ETF 300K 4K –
CAMPBELL SOUP CO COM 256K 6K –
CHEVRON CORP NEW COM 596K 4K –
CISCO SYS INC COM 461K 10K –
CITIGROUP INC COM NEW 419K 7K –
CITIZENS FINL GROUP INC COM 276K 8K –
CLOROX CO DEL COM 259K 2K –
CNH INDL N V SHS 101K 10K –
COCA COLA CO COM 715K 11K –
COMFORT SYS USA INC COM 2M 7K –
CONOCOPHILLIPS COM 2M 20K –
DANAHER CORPORATION COM 685K 3K –
DELTA AIR LINES INC DEL COM NEW 487K 10K –
DEVON ENERGY CORP NEW COM 622K 13K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 428K 17K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 12M 326K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 6M 169K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 7M 227K –
ELI LILLY & CO COM 636K 703 –
EMERSON ELEC CO COM 273K 2K –
ENBRIDGE INC COM 210K 6K –
ENTERPRISE PRODS PARTNERS L COM 2M 86K –
EXXON MOBIL CORP COM 939K 8K –
FISERV INC COM 309K 2K –
FORD MTR CO DEL COM 359K 29K –
GE AEROSPACE COM NEW 282K 2K –
HEWLETT PACKARD ENTERPRISE C COM 254K 12K –
HOME DEPOT INC COM 905K 3K –
ILLINOIS TOOL WKS INC COM 215K 908 –
INNOVATOR ETFS TRUST IBD 50 ETF 266K 10K –
INTERNATIONAL BUSINESS MACHS COM 861K 5K –
INTERNATIONAL PAPER CO COM 563K 13K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 506K 11K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 3M 28K –
ISHARES GOLD TR ISHARES NEW 3M 63K –
ISHARES TR GLOB UTILITS ETF 239K 4K –
ISHARES TR MSCI EAFE MIN VL 295K 4K –
ISHARES TR IBONDS 25 TRM HG 2M 78K –
ISHARES TR CRE U S REIT ETF 1M 21K –
ISHARES TR 0-3 MNTH TREASRY 4M 41K –
ISHARES TR IBONDS 2026 TERM 3M 133K –
ISHARES TR CORE S&P500 ETF 3M 5K –
ISHARES TR CORE MSCI EAFE 3M 40K –
ISHARES TR CORE S&P MCP ETF 2M 39K –
ISHARES TR CORE HIGH DV ETF 6M 58K –
ISHARES TR INTL SEL DIV ETF 8M 296K –
ISHARES TR CORE S&P SCP ETF 862K 8K –
ISHARES TR IBONDS DEC2026 3M 132K –
JPMORGAN CHASE & CO. COM 512K 3K –
KEYCORP COM 213K 15K –
KRAFT HEINZ CO COM 400K 12K –
LIBERTY MEDIA CORP DEL DEB 4.000%11/1 5K 17K –
LINCOLN NATL CORP IND COM 530K 17K –
LYONDELLBASELL INDUSTRIES N SHS - A - 309K 3K –
MASTERCARD INCORPORATED CL A 258K 585 –
MERCK & CO INC COM 244K 2K –
MICROSOFT CORP COM 2M 5K –
OGE ENERGY CORP COM 385K 11K –
OLD REP INTL CORP COM 257K 8K –
ONEOK INC NEW COM 5M 64K –
PEPSICO INC COM 503K 3K –
PFIZER INC COM 232K 8K –
PHILLIPS 66 COM 1M 8K –
PLAINS GP HLDGS L P LTD PARTNR INT A 834K 44K –
PROCTER AND GAMBLE CO COM 436K 3K –
PRUDENTIAL FINL INC COM 921K 8K –
QUANTA SVCS INC COM 694K 3K –
ROYAL CARIBBEAN GROUP COM 223K 1K –
RPM INTL INC COM 221K 2K –
RTX CORPORATION COM 445K 4K –
SCHWAB STRATEGIC TR INTERNL DIVID 834K 35K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 39K –
SCHWAB STRATEGIC TR FUNDAMENTAL US L 2M 35K –
SCHWAB STRATEGIC TR FUNDAMENTAL EMER 2M 78K –
SELECT SECTOR SPDR TR ENERGY 1M 16K –
SELECT SECTOR SPDR TR RL EST SEL SEC 621K 16K –
SELECT SECTOR SPDR TR FINANCIAL 341K 8K –
SHELL PLC SPON ADS 1M 20K –
SPDR DOW JONES INDL AVERAGE UT SER 1 5M 13K –
SPDR GOLD TR GOLD SHS 3M 16K –
SPDR INDEX SHS FDS S&P EM MKT DIV 211K 6K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR SER TR S&P BK ETF 599K 13K –
SPDR SER TR S&P RETAIL ETF 638K 9K –
SPDR SER TR S&P OILGAS EXP 650K 4K –
SPDR SER TR PRTFLO S&P500 VL 551K 11K –
SPDR SER TR S&P METALS MNG 486K 8K –
SPDR SER TR SSGA US SMAL ETF 921K 8K –
SPDR SER TR PRTFLO S&P500 HI 10M 253K –
SPDR SER TR S&P REGL BKG 1M 26K –
TEXAS INSTRS INC COM 219K 1K –
UIPATH INC CL A 324K 26K –
VANGUARD INDEX FDS REAL ESTATE ETF 256K 3K –
VANGUARD INDEX FDS LARGE CAP ETF 207K 829 –
VANGUARD INDEX FDS TOTAL STK MKT 294K 1K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 35K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 1M 19K –
VANGUARD WORLD FD HEALTH CAR ETF 226K 850 –
VANGUARD WORLD FD ENERGY ETF 442K 3K –
VERIZON COMMUNICATIONS INC COM 483K 12K –
VISTRA CORP COM 431K 5K –
WALMART INC COM 824K 12K –
WELLS FARGO CO NEW COM 434K 7K –
WILLIAMS COS INC COM 342K 7K –
WISDOMTREE TR US SMALLCAP DIVD 246K 8K –
ZOOM VIDEO COMMUNICATIONS IN CL A 323K 5K –