WE ALLIANCE WEALTH ADVISORS, INC.
Adviser information for WE ALLIANCE WEALTH ADVISORS, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 317 | $195.7M |
| Non-Discretionary | 1 | $1.1M |
| Total | 318 | $196.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 306 | $139.8M |
| HNW Individuals | 12 | $57.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113406 |
|---|---|
| SEC ERA File Number | 801-113406 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175405 |
| Legal Entity Identifier | None |
Principal Office
3001 DOUGLAS BLVDSTE. 142
ROSEVILLE
CA
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 916-325-0130, Fax: 916-771-4475
Websites
Chief Compliance Officer
MATTHEW WILIAMS
CHIEF COMPLIANCE OFFICER
3001 DOUGLAS BLVD
STE. 142
ROSEVILLE
CA
United States
Tel:
916-325-0130
Fax:
916-771-4475
M***@****************M
(Full email address available in API data)
Regulatory Contact
TERRY WHEELER
CHIEF EXECUTIVE OFFICER
3001 DOUGLAS BLVD
STE. 142
ROSEVILLE
CA
United States
Tel:
916-325-0130
Fax:
916-771-4475
T****@****************M
(Full email address available in API data)
Industry Affiliates
| STRATEGIC WEALTH LEGAL ADVISORS, INC. | Lawyer or law firm |
| WE ALLIANCE INSTITUTIONAL, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WE ALLIANCE INSURANCE SOLUTIONS, INC. | Insurance company or agency |
| WE ALLIANCE STRATEGIC MANAGEMENT SERVICES, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WE ALLIANCE TACTICAL MANAGERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHEELER, TERRY, DEAN | Individual | – | CEO | 01/2015 | > 75% |
| WILLIAMS, MATTHEW, DONALD | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |