HAZELVIEW SECURITIES INC.
Adviser information for HAZELVIEW SECURITIES INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $921.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 11 | $755.5M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Broker-dealer |
Principal Office
1133 YONGE STREET4TH FLOOR
TORONTO, ONTARIO
Canada
Monday - Friday, 9:00AM TO 5:00PM
Tel: 1.888.949.8439, Fax: None
Websites
Chief Compliance Officer
TIMOTHY FITZPATRICK
1133 YONGE STREET
4TH FLOOR
TORONTO, ONTARIO
Canada
Tel:
416-928-8909
T***********@************M
(Full email address available in API data)
Industry Affiliates
| HAZELVIEW INVESTMENTS INC. | Sponsor or syndicator of limited partnerships |
| HAZELVIEW SECURITIES (US) LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAZELVIEW INVESTMENTS INC. | Foreign Entity | – | SHAREHOLDER | 06/2008 | > 75% |
| WONG, GIGI, CHING HAN | Individual | – | CHIEF FINANCIAL OFFICER | 06/2016 | < 5% |
| HAWKINGS, PETER, MICHAEL | Individual | – | GENERAL COUNSEL | 03/2018 | < 5% |
| RUSSO, CORRADO, ROBERTO | Individual | – | DIRECTOR | 06/2017 | < 5% |
| MORRIS, CARRIE, LYNN | Individual | – | DIRECTOR | 06/2008 | < 5% |
| GOODNOUGH, CAMERON, BOYD | Individual | – | DIRECTOR | 06/2017 | < 5% |
| TRE LUPI INC. (ONTARIO) | Foreign Entity | HAZELVIEW INVESTMENTS INC. | SHAREHOLDER | 12/2022 | 50-75% |
| FITZPATRICK, TIMOTHY, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| BIZZARRI, UGO, (NMN) | Individual | CARICOLA LTD. (ONTARIO) | SHAREHOLDER | 04/2021 | > 75% |
| BIZZARRI, UGO, (NMN) | Individual | – | CHIEF EXECUTIVE OFFICER, DIRECTOR | 11/2020 | < 5% |
| CARICOLA LTD. (ONTARIO) | Foreign Entity | TRE LUPI INC. (ONTARIO) | SHAREHOLDER | 04/2021 | > 75% |
| RTM MANAGEMENT INC. (ONTARIO) | Foreign Entity | HAZELVIEW INVESTMENTS INC. | SHAREHOLDER | 12/2022 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AGREE RLTY CORP | COM | 22M | 361K | – |
| AMERICAN HEALTHCARE REIT INC | COM SHS | 16M | 1M | – |
| AMERICAN TOWER CORP NEW | COM | 22M | 112K | – |
| AVALONBAY CMNTYS INC | COM | 29M | 146K | – |
| CARETRUST REIT INC | COM | 11M | 447K | – |
| CBRE GROUP INC | CL A | 14M | 156K | – |
| DIAMONDROCK HOSPITALITY CO | COM | 125K | 15K | – |
| DIGITAL RLTY TR INC | COM | 46M | 306K | – |
| EQUINIX INC | COM | 37M | 50K | – |
| EQUITY RESIDENTIAL | SH BEN INT | 25M | 369K | – |
| ESSENTIAL PPTYS RLTY TR INC | COM | 18M | 655K | – |
| ESSEX PPTY TR INC | COM | 18M | 67K | – |
| INVITATION HOMES INC | COM | 31M | 859K | – |
| KIMCO RLTY CORP | COM | 23M | 1M | – |
| KITE RLTY GROUP TR | COM NEW | 12M | 563K | – |
| LXP INDUSTRIAL TRUST | COM | 17M | 2M | – |
| PARK HOTELS & RESORTS INC | COM | 10M | 696K | – |
| PROLOGIS INC. | COM | 23M | 204K | – |
| PUBLIC STORAGE OPER CO | COM | 34M | 120K | – |
| REXFORD INDL RLTY INC | COM | 22M | 492K | – |
| SONIDA SENIOR LIVING INC | COM | 21M | 676K | – |
| SUN CMNTYS INC | COM | 14M | 118K | – |
| SUNSTONE HOTEL INVS INC NEW | COM | 125K | 12K | – |
| TOLL BROTHERS INC | COM | 3M | 24K | – |
| UNITED HOMES GROUP INC | CL A | 145K | 25K | – |
| VENTAS INC | COM | 4M | 75K | – |
| VERIS RESIDENTIAL INC | COM | 2M | 137K | – |
| VICI PPTYS INC | COM | 19M | 673K | – |
| WELLTOWER INC | COM | 34M | 326K | – |