GKV CAPITAL MANAGEMENT CO INC
Adviser information for GKV CAPITAL MANAGEMENT CO INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 395 | $260.5M |
| Non-Discretionary | 0 | $0 |
| Total | 395 | $260.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 121 | $260.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 121 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-11341 |
|---|---|
| SEC ERA File Number | 801-11341 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108767 |
| Legal Entity Identifier | None |
Principal Office
1350 TREAT BLVDSUITE 260
WALNUT CREEK
CA
United States
Monday - Friday, 8:30A.M.TO 5:00P.M.
Tel: 925-627-8680, Fax: None
Websites
Chief Compliance Officer
GREG VOGEL
PRESIDENT
1350 TREAT BLVD., SUITE 260
WALNUT CREEK
CA
United States
Tel:
805-627-8680
G***@*************M
(Full email address available in API data)
Regulatory Contact
PETER VOGEL
VICE PRESIDENT
299 W HILLCREST BLVD. SUITE 119
THOUSAND OAKS
CA
United States
Tel:
805-497-2616
P*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VOGEL, PETER, WOLFGANG | Individual | – | CHIEF COMPLIANCE OFFICER | 12/1975 | < 5% |
| VOGEL, GREGORY, PETER | Individual | – | PRESIDENT | 01/2021 | > 75% |