HAMILTON MANOR & ASSOCIATES
KEITH HAMILTON, INC. Legal Name
Adviser information for HAMILTON MANOR & ASSOCIATES last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 151 | $42.4M |
| Non-Discretionary | 236 | $105.3M |
| Total | 387 | $147.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 112 | $36.3M |
| HNW Individuals | 53 | $90.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $18.4M |
| Charitable organizations | <5 | $2.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesHOURLY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | TAX PLANNING AND PREPARATION |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 111.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| HAMILTON MANOR & ASSOCIATES WRAP FEE PROGRAM | HAMILTON MANOR & ASSOCIATES |
Identifiers
| SEC RIA File Number | 801-113413 |
|---|---|
| SEC ERA File Number | 801-113413 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155865 |
| Legal Entity Identifier | None |
Principal Office
7979 IVANHOE AVE.STE 420
LA JOLLA
CA
United States
Monday - Friday, 8:30 - 5:00
Tel: 858-551-1040, Fax: 858-456-2739
Chief Compliance Officer
NATHAN MANOR
7979 IVANHOE AVE.
STE. 420
LA JOLLA
CA
United States
Tel:
(858) 551-1040
Fax:
(858) 456-2739
N*****@*************************M
(Full email address available in API data)
Regulatory Contact
CHRIS WAGNER
ASSISTANT
7979 IVANHOE AVE.
STE. 420
LA JOLLA
CA
United States
Tel:
858-551-1040
Fax:
858-456-2739
C****@*************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAMILTON, KEITH, EDWARD | Individual | – | PRESIDENT / CEO / CHIEF COMPLIANCE OFFICER | 05/2009 | > 75% |