ARROWROOT CAPITAL MANAGEMENT, LLC
Adviser information for ARROWROOT CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $737.7M |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $737.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $737.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113421 |
|---|---|
| SEC ERA File Number | 801-113421 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285193 |
| Legal Entity Identifier | None |
Principal Office
4553 GLENCOE AVENUESUITE 200
MARINA DEL REY
CA
United States
Monday - Friday, 8AM - 5PM
Tel: 310-566-5966, Fax: None
Chief Compliance Officer
STEVE KIM
CHIEF FINANCIAL OFFICER
4553 GLENCOE AVENUE
SUITE 200
MARINA DEL REY
CA
United States
Tel:
310-566-5973
S****@*******************M
(Full email address available in API data)
Industry Affiliates
| ARROWROOT CAPITAL PARTNERS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARROWROOT CAPITAL PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROWROOT CAPITAL PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROWROOT CAPITAL PARTNERS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ARROWROOT CAPITAL PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARROWROOT CAPITAL II, L.P. | Venture Capital Fund | $1.0M | $0.0M | 55 |
| ARROWROOT CAPITAL III, L.P. | Venture Capital Fund | $192.6M | $5.0M | 44 |
| ARROWROOT CAPITAL IV, L.P. | Venture Capital Fund | $366.1M | $5.0M | 65 |
| ARROWROOT CAPITAL V WAREHOUSE, L.P. | Venture Capital Fund | $12.3M | $5.0M | 4 |
| ARROWROOT CAPITAL V, L.P. | Venture Capital Fund | $115.4M | $5.0M | 17 |
| ARROWROOT CAPITAL, L.P. | Venture Capital Fund | $1.4M | $0.0M | 45 |
| ARROWROOT EIQ, LP | Venture Capital Fund | $0.2M | $0.0M | 13 |
| ARROWROOT ENGAGE3, L.P. | Venture Capital Fund | $15.5M | $0.0M | 15 |
| ARROWROOT ILE, L.P. | Venture Capital Fund | $5.1M | $0.0M | 9 |
| ARROWROOT PROTECHT, L.P. | Venture Capital Fund | $28.2M | $0.0M | 3 |
| ARROWROOT ZIFT, LLC | Venture Capital Fund | $0.1M | $0.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAFAII, MATTHEW, JAVAD | Individual | – | MANAGING PARTNER | 09/2013 | > 75% |
| KIM, STEVE, SANG | Individual | – | CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER | 12/2015 | < 5% |