MIDDLEGROUND CAPITAL
MIDDLEGROUND MANAGEMENT, LP Legal Name
Adviser information for MIDDLEGROUND CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 142 |
|---|---|
| Investment Advisory/Research | 38 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $3.8B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $3.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113431 |
|---|---|
| SEC ERA File Number | 801-113431 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297235 |
| Legal Entity Identifier | None |
Principal Office
1500 ARISTIDES BLVD.LEXINGTON
KY
United States
Monday - Friday, 8:30AM-6PM
Tel: 859-721-1466, Fax: None
Chief Compliance Officer
MONICA MCCLINTON
PARTNER
1500 ARISTIDES BLVD.
LEXINGTON
KY
United States
Tel:
706-726-8978
M*********@***************M
(Full email address available in API data)
Regulatory Contact
TAYLOR COCHRAN
GENERAL COUNSEL
1500 ARISTIDES BLVD.
LEXINGTON
KY
United States
Tel:
606-505-5909
T*******@***************M
(Full email address available in API data)
Industry Affiliates
| MIDDLEGROUND CARBON GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIDDLEGROUND GP I, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIDDLEGROUND GP II, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIDDLEGROUND GP III, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIDDLEGROUND MOBILITY GP II, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIDDLEGROUND MOBILITY GP, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MIDDLEGROUND APEX CO-INVEST PARTNERS, LP | Private Equity Fund | $5.1M | $1.0M | 2 |
| MIDDLEGROUND CARBON CV, LP | Private Equity Fund | $411.4M | $2.0M | 44 |
| MIDDLEGROUND CASSETTE CO-INVEST PARTNERS, LP | Private Equity Fund | $6.8M | $4.0M | 2 |
| MIDDLEGROUND CHECKER CO-INVEST PARTNERS, LP | Private Equity Fund | $133.7M | $1.0M | 13 |
| MIDDLEGROUND COMO CO-INVEST PARTNERS, LP | Private Equity Fund | $113.1M | $1.0M | 20 |
| MIDDLEGROUND COPPER CO-INVEST PARTNERS, LP | Private Equity Fund | $303.0M | $5.0M | 21 |
| MIDDLEGROUND DOLPHIN CO-INVEST PARTNERS, LP | Private Equity Fund | $23.6M | $0.5M | 5 |
| MIDDLEGROUND FORCE CO-INVEST PARTNERS, LP | Private Equity Fund | $101.4M | $0.3M | 18 |
| MIDDLEGROUND FORCE X CO-INVEST PARTNERS, LP | Private Equity Fund | $5.3M | $0.3M | 1 |
| MIDDLEGROUND MOBILITY OPPORTUNITY FUND II, LP | Private Equity Fund | $0.0M | $2.5M | 5 |
| MIDDLEGROUND MOBILITY OPPORTUNITY FUND, LP | Private Equity Fund | $223.8M | $5.0M | 2 |
| MIDDLEGROUND PARTNERS I, L.P. | Private Equity Fund | $519.9M | $3.0M | 32 |
| MIDDLEGROUND PARTNERS II FF, LP | Private Equity Fund | $5.7M | $0.1M | 35 |
| MIDDLEGROUND PARTNERS II-X, LP | Private Equity Fund | $96.2M | $2.5M | 9 |
| MIDDLEGROUND PARTNERS II, LP | Private Equity Fund | $820.7M | $5.0M | 69 |
| MIDDLEGROUND PARTNERS III-X, LP | Private Equity Fund | $0.2M | $2.5M | 6 |
| MIDDLEGROUND PARTNERS III, LP | Private Equity Fund | $1.5M | $2.0M | 29 |
| MIDDLEGROUND PISTON CO-INVEST, LP | Private Equity Fund | $129.2M | $1.0M | 29 |
| MIDDLEGROUND PROTECT CO-INVEST PARTNERS, LP | Private Equity Fund | $94.3M | $1.5M | 16 |
| MIDDLEGROUND ROYAL PALM CO-INVEST PARTNERS, LP | Private Equity Fund | $106.9M | $1.0M | 11 |
| MOBILITY OPPORTUNITY FUND, LP | Private Equity Fund | $80.9M | $10.0M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Stewart, John, Maze | Individual | – | PARTNER | 10/2017 | 50-75% |
| Duncan, Scot, David | Individual | – | PARTNER | 10/2017 | < 5% |
| MULHOLLAND, LAUREN, HUBBELL | Individual | – | PARTNER | 10/2017 | 25-50% |
| McClinton, Monica, Sharyee | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2018 | < 5% |
| Stewart, John, Maze | Individual | MGCP HOLDINGS, LLC | MANAGING MEMBER | 05/2018 | 50-75% |
| MGCP HOLDINGS, LLC | Domestic Entity | – | GENERAL PARTNER | 05/2018 | < 5% |
| SPEIGHT, CHRISTOPHER, JAMES | Individual | – | PARTNER | 09/2023 | < 5% |
| PARAS, CHRISTEN, SUZANNE | Individual | – | PARTNER | 01/2023 | 5-10% |
| STEIL, JUSTIN, WELLS | Individual | – | PARTNER | 01/2023 | 5-10% |
| Duncan, Scot, David | Individual | MGCP HOLDINGS, LLC | MEMBER | 01/2023 | 25-50% |