MILLER GLOBAL INVESTMENTS, L.L.C.
Adviser information for MILLER GLOBAL INVESTMENTS, L.L.C. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 193 | $154.7M |
| Non-Discretionary | 0 | $0 |
| Total | 193 | $154.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 37 | $13.8M |
| HNW Individuals | 48 | $103.6M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.8M |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $10.8M |
| Other | 7 | $22.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113438 |
|---|---|
| SEC ERA File Number | 801-113438 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114683 |
| Legal Entity Identifier | None |
Principal Office
5949 SHERRY LANESUITE 1050
DALLAS
TX
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 214-272-8504, Fax: 214-272-8514
Chief Compliance Officer
SCOTT L. MILLER
PRINCIPAL
5949 SHERRY LANE
SUITE 1050
DALLAS
TX
United States
Tel:
214-272-8504
Fax:
214-272-8514
S******@**************************M
(Full email address available in API data)
Regulatory Contact
MICHELLE KRICK
COMPLIANCE MANAGER
5949 SHERRY LANE
SUITE 1050
DALLAS
TX
United States
Tel:
214-272-8504
Fax:
214-272-8514
M*****@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, SCOTT, LEWIS | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 01/1998 | > 75% |