HOLLINGSWORTH AVENT AVERRE & PURVIS, PA
Adviser information for HOLLINGSWORTH AVENT AVERRE & PURVIS, PA last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 157 | $140.5M |
| Non-Discretionary | 0 | $0 |
| Total | 157 | $140.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 42 | $11.1M |
| HNW Individuals | 51 | $124.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $4.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $526,300 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-113444 |
|---|---|
| SEC ERA File Number | 801-113444 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118943 |
| Legal Entity Identifier | None |
Principal Office
300 W. MILLBROOK ROADRALEIGH
NC
United States
Monday - Friday, 8AM TO 5PM
Tel: 919-848-4100, Fax: 919-846-9949
Websites
Chief Compliance Officer
CHARLES AVERRE
PRESIDENT
300 W. MILLBROOK ROAD
RALEIGH
NC
United States
Tel:
919-848-4100
Fax:
919-846-9949
C******@*********M
(Full email address available in API data)
Regulatory Contact
TODD E. SCHWARTZ
COMPLIANCE COUNSEL
1307 S SEVIER RD
RIDGEFIELD
WA
United States
Tel:
5033444346
Fax:
5033450921
C*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AVERRE, CHARLES, WILSON | Individual | – | PRESIDENT & CCO | 01/1999 | 25-50% |
| PURVIS, TINA, ROBERTS | Individual | – | SECRETARY | 01/2001 | 10-25% |
| Avent, Timothy, Martin | Individual | – | VICE PRESIDENT | 01/2014 | 25-50% |
| Jones, Ashley, P. | Individual | – | TREASURER | 01/2021 | < 5% |