RETIREMENT WELLNESS GROUP
RETIREMENT WELLNESS GROUP LLC Legal Name
Adviser information for RETIREMENT WELLNESS GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 40 | $133.5M |
| Non-Discretionary | 41 | $352.8M |
| Total | 81 | $486.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 79 | $458.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $27.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113447 |
|---|---|
| SEC ERA File Number | 801-113447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297255 |
| Legal Entity Identifier | None |
Principal Office
123 SOUTH MARENGO AVE.SUITE 200
PASADENA
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 949-757-1799, Fax: 949-757-1902
Websites
Chief Compliance Officer
SCHUYLER MANN
CHIEF COMPLIANCE OFFICER
123 SOUTH MARENGO AVE.
SUITE 200
PASADENA
CA
United States
Tel:
949-757-1799
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MANN, SCHUYLER, ODA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
| GO FOR BROKE CONSULTING, LLC | Domestic Entity | – | OWNER | 01/2024 | > 75% |
| MANN, SCHUYLER, ODA | Individual | GO FOR BROKE CONSULTING, LLC | OWNER | 01/2024 | > 75% |
| BEAU KNOWS RETIREMENT CONSULTING, LLC | Domestic Entity | – | OWNER | 01/2024 | > 75% |
| D'SILVA, BEAU GESTE | Individual | BEAU KNOWS RETIREMENT CONSULTING, LLC | OWNER | 01/2024 | > 75% |