THE WESTCHESTER GROUP, LLC
Adviser information for THE WESTCHESTER GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $10.2M |
| Non-Discretionary | 6 | $156.4M |
| Total | 26 | $166.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 11 | $9.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $157.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
2738 WESTCHESTER ROADOTTAWA HILLS
OH
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 419 290 0167, Fax: None
Chief Compliance Officer
JENNIFER KIELCZEWSKI
2738 WESTCHESTER
OTTAWA HILLS
OH
United States
Tel:
419-290-0167
J*@**********************M
(Full email address available in API data)
Regulatory Contact
WILLIAM KIELCZEWSKI
PRINCIPAL
2738 WESTCHESTER
OTTAWA HILLS
OH
United States
Tel:
419-290-0167
B*@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIELCZEWSKI, JENNIFER, JO | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2017 | > 75% |
| KIELCZEWSKI, WILLIAM, JOSEPH | Individual | – | PRESIDENT AND DIRECTOR OF SALES AND TRADING | 06/2017 | < 5% |