PANTERA CAPITAL
PANTERA ADVISORS LLC Legal Name
Adviser information for PANTERA CAPITAL last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 51 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 18 | $4.2B |
| Total | 18 | $4.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $4.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-113456 |
|---|---|
| SEC ERA File Number | 801-113456 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284342 |
| Legal Entity Identifier | None |
Principal Office
600 MONTGOMERY ST.45TH FLOOR
SAN FRANCISCO
CA
United States
Monday - Friday, 8AM-5PM
Tel: 650-854-7000, Fax: 650-266-0574
Chief Compliance Officer
KATRINA PAGLIA
GENERAL COUNSEL
600 MONTGOMERY ST.
45TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
650-854-7000
Fax:
650-266-0574
K******@*****************M
(Full email address available in API data)
Industry Affiliates
| PANTERA BITCOIN MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| PANTERA BLOCKCHAIN GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA BLOCKCHAIN VENTURE GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA GP PEURTO RICO LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA LIQUID AND EARLY-STAGE TOKEN GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA VENTURE GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA VENTURE II GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PANTERA VENTURE III GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PANTERA BITCOIN FUND LTD. | Hedge Fund | $412.1M | $0.1M | 232 |
| PANTERA BLOCKCHAIN FUND LP | Hedge Fund | $1,211.8M | $1.0M | 647 |
| PANTERA BLOCKCHAIN VENTURE FUND LP | Hedge Fund | $345.5M | $1.0M | 2 |
| PANTERA EARLY STAGE TOKEN MASTER FUND LP | Hedge Fund | $97.1M | $0.1M | 191 |
| PANTERA EARLY-STAGE TOKEN FUND II LP | Hedge Fund | $26.4M | $0.2M | 90 |
| PANTERA EARLY-STAGE TOKEN FUND LP | Hedge Fund | $179.5M | $0.3M | 470 |
| PANTERA LIQUID TOKEN FUND LP | Hedge Fund | $219.5M | $0.1M | 782 |
| PANTERA LIQUID TOKEN OFFSHORE MASTER FUND LP | Hedge Fund | $33.1M | $0.1M | 174 |
| PANTERA VENTURE FUND II LP | Venture Capital Fund | $224.4M | $0.1M | 53 |
| PANTERA VENTURE FUND III A LP | Venture Capital Fund | $115.3M | $0.3M | 78 |
| PANTERA VENTURE FUND III LP | Venture Capital Fund | $1,444.4M | $0.3M | 304 |
| PANTERA VENTURE FUND LP | Venture Capital Fund | $65.5M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOREHEAD, DANIEL, WAYNE | Individual | – | CHIEF EXECUTIVE OFFICER | 06/2016 | < 5% |
| GORHAM, MATTHEW, JOSEPH | Individual | – | CHIEF OPERATING OFFICER | 06/2016 | < 5% |
| SETRIN, KATRINA, PAGLIA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| SELFON, MARC, ADAM | Individual | – | CHIEF FINANCIAL OFFICER | 04/2023 | < 5% |
| MOREHEAD, DEVON | Individual | DM+DM FAMILY TRUST | TRUSTEE | 10/2023 | |
| DMDM VENTURES LLC | Domestic Entity | – | MANAGING MEMBER | 12/2023 | > 75% |
| DM+DM FAMILY TRUST | Domestic Entity | DMDM VENTURES LLC | MEMBER | 03/2024 | > 75% |
| MOREHEAD, DANIEL, WAYNE | Individual | DM+DM FAMILY TRUST | TRUSTEE | 10/2023 | |
| MOREHEAD, DANIEL, WAYNE | Individual | DMDM VENTURES LLC | MANAGER | 12/2023 |