Hedge Fund Database

LEELYN SMITH, LLC

Adviser information for LEELYN SMITH, LLC last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 17
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,413 $602.0M
Non-Discretionary 3 $1.3M
Total 1,416 $603.4M

Clients

Type Number RAUM
Individuals 603 $256.9M
HNW Individuals 131 $343.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $2.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 745

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 1.1M
Both for Same 603.4M
Portfolio Manager to Program Sponsor
LEELYN SMITH WRAP PROGRAM LEELYN SMITH, LLC
ASSETMARK PLATFORM ASSETMARK, INC.

Identifiers

SEC RIA File Number 801-113460
SEC ERA File Number 801-113460
SEC CIK Numbers 1777817
SEC CRD Numbers 110517
Legal Entity Identifier None

Principal Office

10 N. THIRD STREET
GENEVA
IL
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: 630-232-8995, Fax: 630-232-8981

Websites

www.linkedin.com/company/leelyn-smith www.facebook.com/leelynsmith/ www.instagram.com/leelyn.smith www.leelynsmith.com/ www.facebook.com/theretirementnetwork/ theretirementnetwork.com/ www.linkedin.com/company/the-retirement-network emergentpartnersls.com

Chief Compliance Officer

CHRISTOPHER MCMANAMA
10 N. THIRD STREET
GENEVA
IL
United States
Tel: 630-232-8995
Fax: 630-232-8981
(Full email address available in API data)

Industry Affiliates

LEELYN SMITH TAX, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GRIDER, ANDREW, RIBELIN Individual – PRESIDENT 09/2011 > 75%
DORN, JOHN, BRIAN Individual – CHEIF INVESTMENT OFFICER 03/2021 < 5%
MCMANAMA, CHRISTOPHER, PAUL Individual – CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER 01/2024 < 5%
PRENDERGAST, KEVIN, JOHN Individual – DIRECTOR OF WEALTH 01/2023 5-10%

No. Employees, Historic

3015020192020202120222023202420259 on 10/18/20199 on 12/5/20199 on 3/9/20209 on 6/18/20209 on 7/26/20209 on 7/29/20209 on 10/13/20209 on 12/24/202017 on 3/30/202117 on 4/5/202117 on 5/17/202117 on 12/8/202120 on 3/28/202220 on 4/15/202220 on 7/11/202220 on 11/4/202221 on 3/27/202321 on 4/21/202321 on 6/27/202321 on 9/11/202321 on 11/15/202319 on 3/24/2024

RAUM, Historic

700M350M02019202020212022202320242025210979779 on 10/18/2019210979779 on 12/5/2019312152705 on 3/9/2020312152705 on 6/18/2020312152705 on 7/26/2020312152705 on 7/29/2020312152705 on 10/13/2020312152705 on 12/24/2020448434716 on 3/30/2021448434716 on 4/5/2021448434716 on 5/17/2021448434716 on 12/8/2021493127437 on 3/28/2022493127437 on 4/15/2022493127437 on 7/11/2022493127437 on 11/4/2022466095202 on 3/27/2023466095202 on 4/21/2023466095202 on 6/27/2023466095202 on 9/11/2023466095202 on 11/15/2023603362816 on 3/24/2024

No. Clients, Historic

80040002019202020212022202320242025403 on 10/18/2019403 on 12/5/2019491 on 3/9/2020491 on 6/18/2020491 on 7/26/2020491 on 7/29/2020491 on 10/13/2020491 on 12/24/2020680 on 3/30/2021680 on 4/5/2021680 on 5/17/2021680 on 12/8/2021622 on 3/28/2022622 on 4/15/2022622 on 7/11/2022622 on 11/4/2022679 on 3/27/2023679 on 4/21/2023679 on 6/27/2023679 on 9/11/2023679 on 11/15/2023745 on 3/24/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 2M 21K –
ABBVIE INC COM 3M 19K –
ACCENTURE PLC IRELAND SHS CLASS A 4M 12K –
ADOBE INC COM 6M 12K –
ALLSTATE CORP COM 473K 3K –
ALPHABET INC CAP STK CL C 311K 2K –
ALPHABET INC CAP STK CL A 7M 39K –
ALTRIA GROUP INC COM 2M 51K –
AMAZON COM INC COM 12M 60K –
AMGEN INC COM 3M 9K –
ANALOG DEVICES INC COM 5M 21K –
APPLE INC COM 7M 34K –
APPLIED MATLS INC COM 7M 30K –
AT&T INC COM 482K 25K –
ATLASSIAN CORPORATION CL A 1M 7K –
AUTODESK INC COM 4M 15K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 16K –
BOEING CO COM 3M 19K –
BRISTOL-MYERS SQUIBB CO COM 2M 44K –
BROADCOM INC COM 2M 1K –
CHEVRON CORP NEW COM 2M 15K –
CISCO SYS INC COM 2M 46K –
CME GROUP INC COM 2M 11K –
COCA COLA CO COM 3M 42K –
COMCAST CORP NEW CL A 3M 86K –
COSTCO WHSL CORP NEW COM 6M 7K –
CROWDSTRIKE HLDGS INC CL A 2M 4K –
DEERE & CO COM 578K 2K –
DOMINION ENERGY INC COM 2M 43K –
EATON CORP PLC SHS 211K 672 –
ELI LILLY & CO COM 8M 9K –
EMERSON ELEC CO COM 219K 2K –
EXXON MOBIL CORP COM 3M 29K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 3M 58K –
FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 559K 12K –
FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 561K 8K –
FIRST TR EXCHANGE-TRADED ALP MID CAP VAL FD 546K 11K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 481K 5K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 563K 10K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 274K 5K –
FIRST TR MORNINGSTAR DIVID L SHS 6M 154K –
FORTINET INC COM 933K 15K –
GENERAL DYNAMICS CORP COM 5M 16K –
GENERAL MLS INC COM 2M 33K –
HARTFORD FDS EXCHANGE TRADED SCHRDRS TAX BD 800K 41K –
HOME DEPOT INC COM 944K 3K –
HONEYWELL INTL INC COM 4M 20K –
HUNTINGTON BANCSHARES INC COM 156K 12K –
ILLINOIS TOOL WKS INC COM 314K 1K –
INTERCONTINENTAL EXCHANGE IN COM 4M 31K –
INTERNATIONAL BUSINESS MACHS COM 3M 17K –
INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 7M 154K –
INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 366K 4K –
INVESCO QQQ TR UNIT SER 1 4M 8K –
ISHARES TR CORE S&P500 ETF 216K 395 –
ISHARES TR SHORT TREAS BD 432K 4K –
ISHARES TR MSCI USA MIN VOL 15M 176K –
ISHARES TR CORE MSCI EAFE 235K 3K –
ISHARES TR MSCI USA SMCP MN 1M 29K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 1M 19K –
JANUS DETROIT STR TR HENDERSN SML ETF 24M 366K –
JANUS DETROIT STR TR HENDRSON AAA CL 2M 30K –
JANUS DETROIT STR TR HENDRSN SHRT ETF 27M 549K –
JOHNSON & JOHNSON COM 2M 17K –
JPMORGAN CHASE & CO. COM 5M 25K –
KELLANOVA COM 2M 37K –
KLA CORP COM NEW 6M 7K –
LAM RESEARCH CORP COM 2M 2K –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 6M 214K –
LOCKHEED MARTIN CORP COM 3M 6K –
LOWES COS INC COM 4M 18K –
MARATHON PETE CORP COM 575K 3K –
MASTERCARD INCORPORATED CL A 4M 9K –
MCDONALDS CORP COM 5M 20K –
MEDTRONIC PLC SHS 2M 27K –
MERCK & CO INC COM 5M 37K –
META PLATFORMS INC CL A 280K 556 –
MICROCHIP TECHNOLOGY INC. COM 1M 12K –
MICROSOFT CORP COM 9M 20K –
MONOLITHIC PWR SYS INC COM 2M 3K –
NEXTERA ENERGY INC COM 379K 5K –
NIKE INC CL B 3M 34K –
NVIDIA CORPORATION COM 13M 107K –
PALO ALTO NETWORKS INC COM 2M 5K –
PAYLOCITY HLDG CORP COM 1M 8K –
PEPSICO INC COM 3M 16K –
PFIZER INC COM 2M 77K –
PIMCO ETF TR ENHAN SHRT MA AC 27M 269K –
PPL CORP COM 2M 80K –
PRICE T ROWE GROUP INC COM 2M 20K –
PROCTER AND GAMBLE CO COM 3M 18K –
PROLOGIS INC. COM 214K 2K –
RTX CORPORATION COM 340K 3K –
SALESFORCE INC COM 2M 7K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 32M 409K –
SERVICENOW INC COM 2M 2K –
SOUTHERN CO COM 2M 32K –
STARBUCKS CORP COM 3M 41K –
SYSCO CORP COM 2M 30K –
TESLA INC COM 2M 11K –
THERMO FISHER SCIENTIFIC INC COM 4M 7K –
TRADEWEB MKTS INC CL A 1M 10K –
TYLER TECHNOLOGIES INC COM 1M 2K –
VANECK ETF TRUST MRNGSTR WDE MOAT 38M 440K –
VANGUARD BD INDEX FDS SHORT TRM BOND 333K 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS MID CAP ETF 2M 7K –
VANGUARD STAR FDS VG TL INTL STK F 2M 35K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 7M 62K –
VANGUARD WORLD FD MEGA GRWTH IND 43M 138K –
VANGUARD WORLD FD CONSUM STP ETF 717K 4K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VEEVA SYS INC CL A COM 1M 7K –
VERIZON COMMUNICATIONS INC COM 3M 63K –
VERTEX PHARMACEUTICALS INC COM 224K 478 –
VICTORY PORTFOLIOS II CORE INTERMEDIAT 3M 56K –
VISA INC COM CL A 4M 16K –
WALMART INC COM 5M 77K –
WASTE MGMT INC DEL COM 361K 2K –
WORKDAY INC CL A 1M 4K –
ZOETIS INC CL A 4M 21K –
ZSCALER INC COM 947K 5K –