WORK OPTIONAL, INC.
Adviser information for WORK OPTIONAL, INC. last updated from Form ADV on March 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,062 | $166.8M |
| Non-Discretionary | 30 | $5.8M |
| Total | 1,092 | $172.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 267 | $82.7M |
| HNW Individuals | 41 | $83.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 21 | $5.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $899,237 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-113463 |
|---|---|
| SEC ERA File Number | 801-113463 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143430 |
| Legal Entity Identifier | None |
Principal Office
3360 B ANNAPOLIS LANE NORTHPLYMOUTH
MN
United States
Monday - Friday, 8:00 A.M. - 4:00 P.M.
Tel: 952-475-7000, Fax: 952-475-7001
Chief Compliance Officer
MARC LANGVA
CHIEF COMPLIANCE OFFICER
3360 B ANNAPOLIS LANE N
PLYMOUTH
MN
United States
Tel:
952-475-7000
Fax:
952-475-7001
M******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANGVA, MARC, DANIEL | Individual | – | PRESIDENT/SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER | 06/2003 | > 75% |
| LANGVA, JAIME, LYN | Individual | – | VICE-PRESIDENT | 06/2003 | < 5% |