Hedge Fund Database

CENTENNIAL WEALTH ADVISORY, LLC

Adviser information for CENTENNIAL WEALTH ADVISORY, LLC last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Michigan, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 7
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,397 $244.8M
Non-Discretionary 0 $0
Total 2,397 $244.8M

Clients

Type Number RAUM
Individuals 939 $168.0M
HNW Individuals 71 $75.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees
Other Business Activities TAX PREPARATION

Identifiers

SEC RIA File Number 801-113464
SEC ERA File Number 801-113464
SEC CIK Numbers 1839421
SEC CRD Numbers 138054
Legal Entity Identifier None

Principal Office

701 THIRD STREET
TRAVERSE CITY
MI
United States
Monday - Friday, 8AM - 5PM (ET)
Tel: 231-995-9575, Fax: 231-995-9673

Websites

cen-wealth.com

Chief Compliance Officer

LUKE LEONARD MOOI
CHIEF COMPLIANCE OFFICER
701 THIRD STREET
TRAVERSE CITY
MI
United States
Tel: 231-995-9575
Fax: 231-995-9673
(Full email address available in API data)

Regulatory Contact

ARTHUR R. CANFIELD III
MEMBER
701 THIRD STREET
TRAVERSE CITY
MI
United States
Tel: 231-995-9575
Fax: 231-995-9673
(Full email address available in API data)

Industry Affiliates

CWA FINANCIAL LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Mooi, Luke, Leonard Individual – CHIEF COMPLIANCE OFFICER 07/2019 < 5%
CANFIELD, ARTHUR, ROLLAND Individual – MEMBER 01/2018 50-75%
TORBET, JONATHAN, THOMAS Individual – MEMBER 01/2018 50-75%

No. Employees, Historic

20100201920202021202220232024202514 on 5/3/201912 on 5/3/201912 on 7/23/201912 on 8/9/201912 on 10/14/201913 on 1/29/202013 on 2/7/202013 on 4/15/202013 on 4/20/202013 on 5/7/202013 on 5/14/202013 on 5/14/202012 on 8/4/202012 on 1/14/202112 on 1/4/202212 on 1/6/202211 on 1/12/202211 on 1/24/202210 on 4/14/202210 on 9/6/202210 on 1/13/20239 on 6/13/202310 on 9/29/202310 on 1/23/2024

RAUM, Historic

300M150M02019202020212022202320242025130281758 on 5/3/2019130281758 on 5/3/2019130281758 on 7/23/2019145821728 on 8/9/2019145821728 on 10/14/2019145821728 on 1/29/2020158836961 on 2/7/2020142465080 on 4/15/2020142465080 on 4/20/2020142465080 on 5/7/2020142465080 on 5/14/2020142465080 on 5/14/2020142465080 on 8/4/2020175340054 on 1/14/2021175340054 on 1/4/2022249114644 on 1/6/2022249114644 on 1/12/2022249114644 on 1/24/2022249114644 on 4/14/2022249114644 on 9/6/2022230439282 on 1/13/2023230439282 on 6/13/2023230439282 on 9/29/2023244763631 on 1/23/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025574 on 5/3/2019574 on 5/3/2019574 on 7/23/2019725 on 8/9/2019725 on 10/14/2019725 on 1/29/2020675 on 2/7/2020682 on 4/15/2020682 on 4/20/2020682 on 5/7/2020682 on 5/14/2020682 on 5/14/2020682 on 8/4/2020812 on 1/14/2021812 on 1/4/20221004 on 1/6/20221004 on 1/12/20221004 on 1/24/20221004 on 4/14/20221004 on 9/6/2022847 on 1/13/2023847 on 6/13/2023847 on 9/29/20231012 on 1/23/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 296K 2K –
ADOBE INC COM 208K 374 –
ALLIANT ENERGY CORP COM 315K 6K –
ALPHABET INC CAP STK CL A 654K 4K –
ALTRIA GROUP INC COM 735K 16K –
AMAZON COM INC COM 973K 5K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 14K –
AMERICAN CENTY ETF TR AVANTIS CORE FI 2M 40K –
AMERICAN ELEC PWR CO INC COM 361K 4K –
APPLE INC COM 6M 29K –
AT&T INC COM 664K 35K –
BANK AMERICA CORP COM 223K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BEST BUY INC COM 346K 4K –
CHEVRON CORP NEW COM 806K 5K –
CISCO SYS INC COM 364K 8K –
CITIZENS FINL GROUP INC COM 410K 11K –
CMS ENERGY CORP COM 427K 7K –
COCA COLA CO COM 263K 4K –
COMERICA INC COM 246K 5K –
CONAGRA BRANDS INC COM 338K 12K –
COSTCO WHSL CORP NEW COM 596K 702 –
DOMINION ENERGY INC COM 362K 7K –
DOW INC COM 293K 6K –
DTE ENERGY CO COM 580K 5K –
EATON CORP PLC SHS 259K 826 –
EATON VANCE MUN BD FD COM 120K 11K –
EDISON INTL COM 374K 5K –
EMERSON ELEC CO COM 276K 3K –
ENTERGY CORP NEW COM 425K 4K –
EXXON MOBIL CORP COM 637K 6K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 276K 3K –
FIDELITY COVINGTON TRUST MSCI INDL INDX 316K 5K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 255K 6K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 258K 5K –
FIFTH THIRD BANCORP COM 343K 9K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 2M 50K –
FIRST TR EXCHANGE-TRADED FD FT VEST S&P 500 524K 10K –
FIRST TR EXCHANGE-TRADED FD LNG DUR OPRTUN 212K 10K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 3M 59K –
FIRST TR EXCHNG TRADED FD VI VEST BUFFERED 14M 645K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 15M 507K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 10M 345K –
FIRST TR EXCHNG TRADED FD VI VEST BUFFERED 10M 439K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 45M 2M –
FIRSTENERGY CORP COM 274K 7K –
FMC CORP COM NEW 420K 7K –
FORD MTR CO DEL COM 568K 45K –
FRANKLIN RESOURCES INC COM 327K 15K –
GENUINE PARTS CO COM 540K 4K –
HOME DEPOT INC COM 356K 1K –
HONEYWELL INTL INC COM 228K 1K –
HP INC COM 331K 9K –
HUNTINGTON BANCSHARES INC COM 511K 39K –
INTERNATIONAL BUSINESS MACHS COM 2M 10K –
INTERNATIONAL PAPER CO COM 563K 13K –
INTERPUBLIC GROUP COS INC COM 289K 10K –
INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 6M 66K –
INVESCO LTD SHS 273K 18K –
ISHARES GOLD TR ISHARES NEW 205K 5K –
ISHARES SILVER TR ISHARES 1M 53K –
ISHARES TR CMBS ETF 619K 13K –
ISHARES TR RUSSELL 2000 ETF 2M 9K –
ISHARES TR 3 7 YR TREAS BD 4M 32K –
ISHARES TR CORE S&P500 ETF 17M 32K –
ISHARES TR CORE LT USDB ETF 2M 48K –
ISHARES TR RUS MID CAP ETF 3M 35K –
ISHARES TR RUS TP200 GR ETF 6M 27K –
ISHARES TR RUS 2000 GRW ETF 300K 1K –
ISHARES TR SHORT TREAS BD 682K 6K –
ISHARES TR IBOXX HI YD ETF 435K 6K –
ISHARES TR HDG MSCI EAFE 263K 7K –
ISHARES TR MSCI ACWI EXUS 274K 8K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 3M 66K –
JOHNSON & JOHNSON COM 309K 2K –
JPMORGAN CHASE & CO. COM 409K 2K –
KEYCORP COM 521K 37K –
KIMBERLY-CLARK CORP COM 574K 4K –
LYONDELLBASELL INDUSTRIES N SHS - A - 380K 4K –
MASTERCARD INCORPORATED CL A 268K 607 –
MCDONALDS CORP COM 589K 2K –
MERCK & CO INC COM 494K 4K –
META PLATFORMS INC CL A 991K 2K –
MICROSOFT CORP COM 2M 4K –
NEWMONT CORP COM 249K 6K –
NISOURCE INC COM 513K 18K –
NRG ENERGY INC COM NEW 325K 4K –
NVIDIA CORPORATION COM 2M 15K –
OGE ENERGY CORP COM 279K 8K –
OLD SECOND BANCORP INC ILL COM 171K 12K –
OMNICOM GROUP INC COM 374K 4K –
ONEOK INC NEW COM 419K 5K –
PEPSICO INC COM 418K 3K –
PFIZER INC COM 503K 18K –
PHILIP MORRIS INTL INC COM 418K 4K –
PIMCO ETF TR ENHAN SHRT MA AC 234K 2K –
PPL CORP COM 311K 11K –
PRINCIPAL FINANCIAL GROUP IN COM 253K 3K –
PROCTER AND GAMBLE CO COM 584K 4K –
PRUDENTIAL FINL INC COM 470K 4K –
PUBLIC SVC ENTERPRISE GRP IN COM 482K 7K –
REGIONS FINANCIAL CORP NEW COM 368K 18K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 270K 3K –
SELECT SECTOR SPDR TR INDL 226K 2K –
SELECT SECTOR SPDR TR ENERGY 243K 3K –
SELECT SECTOR SPDR TR COMMUNICATION 312K 4K –
SERIES PORTFOLIOS TR PANAGRAM AAA 950K 37K –
SERIES PORTFOLIOS TR PANAGRAM BBB B 1M 37K –
SONOCO PRODS CO COM 265K 5K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR S&P 500 ETF TR TR UNIT 367K 675 –
SPDR SER TR S&P 600 SMCP GRW 1M 12K –
SPDR SER TR PRTFLO S&P500 GW 10M 130K –
SPDR SER TR S&P 400 MDCP GRW 2M 23K –
SPDR SER TR PORT MTG BK ETF 1M 60K –
SPDR SER TR PORTFOLIO SH TSR 3M 108K –
SPDR SER TR PRTFLO S&P500 VL 4M 91K –
SPDR SER TR S&P 400 MDCP VAL 254K 3K –
SPDR SER TR BLOOMBERG HIGH Y 229K 2K –
SPDR SER TR BLOOMBERG 1-3 MO 690K 8K –
SSGA ACTIVE TR SPDR BLACKSTONE 609K 22K –
SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 247K 4K –
TESLA INC COM 269K 1K –
TRUIST FINL CORP COM 405K 10K –
UNITEDHEALTH GROUP INC COM 374K 734 –
US BANCORP DEL COM NEW 434K 11K –
VALERO ENERGY CORP COM 372K 2K –
VANECK ETF TRUST GOLD MINERS ETF 340K 10K –
VANGUARD INDEX FDS S&P 500 ETF SHS 232K 465 –
VERIZON COMMUNICATIONS INC COM 666K 16K –
VISA INC COM CL A 242K 922 –
WALGREENS BOOTS ALLIANCE INC COM 167K 14K –
WATSCO INC COM 335K 722 –
WEC ENERGY GROUP INC COM 271K 3K –
WHIRLPOOL CORP COM 270K 3K –
WISDOMTREE TR YIELD ENHANCD US 1M 29K –
WISDOMTREE TR US MIDCAP DIVID 2M 51K –
WISDOMTREE TR FLOATNG RAT TREA 2M 31K –
WISDOMTREE TR ITL HDG QTLY DIV 317K 7K –