VITRAL ADVISORS LLC
Adviser information for VITRAL ADVISORS LLC last updated from Form ADV on August 24th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 141 | $92.7M |
| Total | 141 | $92.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $6.8M |
| HNW Individuals | 59 | $25.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 22 | $60.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 94 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113475 |
|---|---|
| SEC ERA File Number | 801-113475 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294631 |
| Legal Entity Identifier | None |
Principal Office
5 EAST 22ND STREETAPARTMENT 11A
NEW YORK
NY
United States
Monday - Friday, 9:00 TO 5:00
Tel: 2122874034, Fax: None
Websites
Chief Compliance Officer
CARLOS RIZZOLO
CHIEF EXECUTIVE OFFICER
405 LEXINGTON AVENUE
STE 918
NEW YORK
NY
United States
Tel:
2122874034
C*******@*****************M
(Full email address available in API data)
Regulatory Contact
JOSE TOMAS CARRILLO-BATALLA
405 LEXINGTON AVENUE
STE 918
NEW YORK
NY
United States
Tel:
2122874034
J**********@*****************M
(Full email address available in API data)
Industry Affiliates
| MAXIMIZA CASA DE BOLSA C.A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RIZZOLO, CARLOS | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MANAGER | 03/2018 | < 5% |
| VITRAL HOLDINGS LTD | Foreign Entity | – | MEMBER | 03/2018 | > 75% |
| GECKO ASSOCIATES LTD | Foreign Entity | – | MEMBER | 03/2018 | 10-25% |
| RIZZOLO, CARLOS | Individual | GECKO ASSOCIATES LTD | OWNER | 02/2018 | > 75% |
| CARRILLO-BATALLA, JOSE, TOMAS | Individual | – | MANAGER | 03/2018 | < 5% |
| CARRILLO-BATALLA, VICENTE | Individual | – | MANAGER | 03/2018 | < 5% |
| CARRILLO-BATALLA, JOSE, TOMAS | Individual | VITRAL HOLDINGS LTD | OWNER | 02/2018 | 50-75% |
| CARRILLO-BATALLA, VICENTE | Individual | VITRAL HOLDINGS LTD | OWNER | 02/2018 | 25-50% |