LEGACY WEALTH MANAGEMENT, LLC
Adviser information for LEGACY WEALTH MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 23 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,537 | $373.2M |
| Non-Discretionary | 0 | $0 |
| Total | 3,537 | $373.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,726 | $106.8M |
| HNW Individuals | 219 | $257.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 79 | $8.9M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ADVISORY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113480 |
|---|---|
| SEC ERA File Number | 801-113480 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174767 |
| Legal Entity Identifier | None |
Principal Office
13965 W. CHINDEN BLVD.SUITE 100
BOISE
ID
United States
Monday - Friday, 8AM - 5PM
Tel: 208-955-0500, Fax: 208-955-4305
Chief Compliance Officer
SEAN MARTIN
CHIEF OPERATIONS OFFICER
13965 W CHINDEN BLVD STE 100
BOISE
ID
United States
Tel:
208-955-0500
S***@*****************M
(Full email address available in API data)
Regulatory Contact
ANDY RAD
FOUNDING PARTNER
13965 W. CHINDEN BLVD.
SUITE 100
BOISE
ID
United States
Tel:
208-955-0500
A***@*****************M
(Full email address available in API data)
Industry Affiliates
| ANCORATO | Other investment adviser, including financial planners |
| FILAMENT INSURANCE | Insurance company or agency |
| LEGACY INTEGRATED | Accountant or accounting firm |
| LPM INSURANCE & AGENCY, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAD, ANDY, ALBERT | Individual | – | MANAGING MEMBER | 01/2019 | > 75% |
| MARTIN, SEAN, R. | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATIONS OFFICER | 11/2023 | < 5% |
| MARTIN, JUSTIN, C | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2022 | < 5% |