TUATARA CAPITAL, L.P.
Adviser information for TUATARA CAPITAL, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $202.5M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $202.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $202.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113482 |
|---|---|
| SEC ERA File Number | 801-113482 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281913 |
| Legal Entity Identifier | None |
Principal Office
211 EAST 43RD STREET24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM TO 5 PM
Tel: (917) 460-7522, Fax: None
Chief Compliance Officer
BRIAN SCHWARTZ
CHIEF FINANCIAL OFFICER
211 EAST 43RD STREET
24TH FLOOR
NEW YORK
NY
United States
Tel:
(917) 460 7527
B*************@*************M
(Full email address available in API data)
Regulatory Contact
MARC RIISKA
CHIEF OPERATING OFFICER
211 EAST 43RD STREET
24TH FLOOR
NEW YORK
NY
United States
Tel:
917-460-7506
R*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TC CIP III, L.P. | Private Equity Fund | $24.2M | $0.0M | 36 |
| TC CIP IV, L.P. | Private Equity Fund | $6.8M | $0.0M | 18 |
| TC CIP V, L.P. | Private Equity Fund | $8.7M | $0.0M | 33 |
| TUATARA CAPITAL FUND I, L.P. | Private Equity Fund | $32.1M | $0.5M | 82 |
| TUATARA CAPITAL FUND II, L.P. | Private Equity Fund | $92.8M | $1.0M | 148 |
| TUATARA CAPITAL PARALLEL FUND I, L.P. | Private Equity Fund | $32.1M | $0.3M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TUATARA CAPITAL GP, LLC | Domestic Entity | – | GENERAL PARTNER | 03/2015 | < 5% |
| FOREMAN, ALBERT, JOHN | Individual | – | LIMITED PARTNER; CIO | 03/2015 | 25-50% |
| RIISKA, MARC, JOSEPH | Individual | – | LIMITED PARTNER; COO | 03/2015 | 25-50% |
| ZITTMAN, MARK, AUSTIN | Individual | TUATARA CAPITAL GP, LLC | MEMBER | 03/2015 | 25-50% |
| RIISKA, MARC, JOSEPH | Individual | TUATARA CAPITAL GP, LLC | MEMBER | 03/2015 | 25-50% |
| FOREMAN, ALBERT, JOHN | Individual | TUATARA CAPITAL GP, LLC | MEMBER | 03/2015 | 25-50% |
| MZ TRUST HOLDINGS, LLC | Domestic Entity | – | LIMITED PARTNER | 03/2015 | 25-50% |
| ZITTMAN, MARK, AUSTIN | Individual | MZ TRUST HOLDINGS, LLC | ELECTED MANAGER | 03/2015 | |
| SCHWARTZ, BRIAN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |