STEPHEN J. GARRY & ASSOCIATES, LLC
Adviser information for STEPHEN J. GARRY & ASSOCIATES, LLC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 3 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 3 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 426 | $110.2M |
Non-Discretionary | 0 | $0 |
Total | 426 | $110.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 241 | $50.3M |
HNW Individuals | 45 | $59.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $787,712 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $80,350 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 110.2M |
Portfolio Manager to Program | Sponsor |
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STEPHEN J. GARRY & ASSOCIATES WRAP FEE PROGRAM | STEPHEN J. GARRY & ASSOCIATES |
Identifiers
SEC RIA File Number | 801-113487 |
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SEC ERA File Number | 801-113487 |
SEC CIK Numbers | None |
SEC CRD Numbers | 295068 |
Legal Entity Identifier | None |
Principal Office
990 STEWART AVENUESUITE 190
GARDEN CITY
NY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 516-280-5588, Fax: (516) 280-5586
Websites
Chief Compliance Officer
STEPHEN J. GARRY
990 STEWART AVENUE
SUITE 190
GARDEN CITY
NY
United States
Tel:
516-280-5588
Fax:
(516) 280-5586
S****@*************************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GARRY, STEPHEN, JOSEPH | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 04/2018 | > 75% |