CANOPY 360 WEALTH, LLC
Adviser information for CANOPY 360 WEALTH, LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 687 | $222.2M |
| Non-Discretionary | 85 | $38.5M |
| Total | 772 | $260.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 177 | $30.3M |
| HNW Individuals | 121 | $209.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 29 | $20.4M |
| Charitable organizations | <5 | $540,177 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 222.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CANOPY WEALTH 360 WRAP PROGRAM | CANOPY WEALTH 360, LLC |
Identifiers
| SEC RIA File Number | 801-113494 |
|---|---|
| SEC ERA File Number | 801-113494 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 296771 |
| Legal Entity Identifier | None |
Principal Office
104 SE 1ST AVENUESUITE B
OCALA
FL
United States
Monday - Friday, 8 AM - 5 PM
Tel: (352) 369-1120, Fax: None
Chief Compliance Officer
LANCE POWERS
MANAGING PRINCIPAL
104 SE 1ST AVENUE
SUITE B
OCALA
FL
United States
Tel:
(352) 448-7187
L******@************M
(Full email address available in API data)
Regulatory Contact
RUSSELL LINDSAY
MANAGING PRINCIPAL
104 SE 1ST AVENUE
SUITE B
OCALA
FL
United States
Tel:
(352) 448-7187
R*******@************M
(Full email address available in API data)
Industry Affiliates
| LINDSAY, CRABB & ASSOCIATES, LLC | Accountant or accounting firm |
| MAGNOLIA WEALTH INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| POWERS WEALTH MANAGEMENT, LLC | Domestic Entity | – | PARTNER | 05/2018 | 50-75% |
| LINDSAY FINANCIAL SERVICES, LLC | Domestic Entity | – | PARTNER | 05/2018 | 25-50% |
| LINDSAY, RUSSELL, CLAY | Individual | LINDSAY FINANCIAL SERVICES, LLC | MEMBER | 09/2005 | > 75% |
| POWERS, LANCE, MONTGOMERY | Individual | POWERS WEALTH MANAGEMENT, LLC | MEMBER | 01/2018 | > 75% |
| LOSITO, JAMIE, GUMP | Individual | POWERS WEALTH MANAGEMENT, LLC | MEMBER | 01/2018 | |
| POWERS, LANCE, MONTGOMERY | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |