NS CAPITAL, LLC
Adviser information for NS CAPITAL, LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 368 | $296.7M |
| Non-Discretionary | 0 | $0 |
| Total | 368 | $296.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 69 | $49.9M |
| HNW Individuals | 72 | $100.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 29 | $146.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113496 |
|---|---|
| SEC ERA File Number | 801-113496 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149905 |
| Legal Entity Identifier | None |
Principal Office
6 LANDMARK SQUARESTE 400
STAMFORD
CT
United States
Monday - Friday, BY APPOINTMENT
Tel: 866-676-6002, Fax: 866-333-0276
Chief Compliance Officer
BEVERLY BLAIR
MANAGING DIRECTOR, CCO
6 LANDMARK SQUARE
STE 400
STAMFORD
CT
United States
Tel:
866-676-6002
Fax:
866-333-0276
B*****@*************M
(Full email address available in API data)
Regulatory Contact
LOUIS CAMERON DAY
SENIOR MANAGING DIRECTOR
6 LANDMARK SQUARE
STE 400
STAMFORD
CT
United States
Tel:
866-676-6002
Fax:
866-333-0276
L***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAY, LOUIS, CAMERON | Individual | – | SENIOR MANAGING DIRECTOR | 01/2009 | 50-75% |
| HAHN, ERIC, PETER | Individual | – | MANAGING DIRECTOR - TRADING & ANALYTICS | 05/2014 | < 5% |
| BLAIR, BEVERLY | Individual | – | MANAGING DIRECTOR - CLIENT SERVICES/CCO | 05/2014 | < 5% |