HORST & GRABEN WEALTH MANAGEMENT, LLC
Adviser information for HORST & GRABEN WEALTH MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,454 | $587.3M |
| Non-Discretionary | 28 | $62.6M |
| Total | 2,482 | $649.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 974 | $282.0M |
| HNW Individuals | 137 | $304.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $61.4M |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $878,140 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEDUCATIONAL CLASSES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113498 |
|---|---|
| SEC ERA File Number | 801-113498 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297368 |
| Legal Entity Identifier | None |
Principal Office
6600 SW 92ND AVESUITE 210
PORTLAND
OR
United States
Monday - Friday, 8 AM - 5 PM
Tel: 503-342-8900, Fax: None
Chief Compliance Officer
CASEY CLEVELAND
FOUNDING PARTNER
6600 SW 92ND AVE
SUITE 210
PORTLAND
OR
United States
Tel:
(503) 342-8900
C****@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
(503) 635-5244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRABENHORST, JAMIESON, LOGAN | Individual | – | MANAGING PARTNER / FOUNDING PARTNER | 05/2018 | > 75% |
| CLEVELAND, CASEY, EDWARD | Individual | – | FOUNDING PARTNER / CHIEF COMPLIANCE OFFICER | 05/2018 | < 5% |
| THE CASEY AND MOLLY CLEVELAND REVOCABLE LIVING TRUST, DATED 5/2/07 | Domestic Entity | – | OWNER | 05/2007 | 10-25% |
| CLEVELAND, CASEY, EDWARD | Individual | THE CASEY AND MOLLY CLEVELAND REVOCABLE LIVING TRUST, DATED 5/2/07 | OWNER/TRUSTEE | 05/2007 | 50-75% |
| Cleveland, Margaret | Individual | THE CASEY AND MOLLY CLEVELAND REVOCABLE LIVING TRUST, DATED 5/2/07 | OWNER/TRUSTEE | 05/2007 | 50-75% |