ARCH GLOBAL ADVISORS, LLC
Adviser information for ARCH GLOBAL ADVISORS, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 8 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 423 | $102.2M |
| Non-Discretionary | 0 | $0 |
| Total | 423 | $102.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 96 | $12.9M |
| HNW Individuals | 49 | $62.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $20.8M |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $3.6M |
| Other | <5 | $1.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113519 |
|---|---|
| SEC ERA File Number | 801-113519 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297397 |
| Legal Entity Identifier | None |
Principal Office
420 MADISON AVENUESUITE 1202
NEW YORK
NY
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (212) 991-8807, Fax: (212) 961-6794
Chief Compliance Officer
KATHLEEN BISHOP
INVESTMENT ADVISOR REPRESENTATIVE
3275 US HIGHWAY 1 S
ST. AUGUSTINE
FL
United States
Tel:
904-824-8147
Fax:
904-824-6066
K******@**********M
(Full email address available in API data)
Regulatory Contact
SARDAR S. IFTIKHAR
MANAGING PARTNER
420 MADISON AVENUE
SUITE 1202
NEY YORK
NY
United States
Tel:
(212) 991-8807
Fax:
(212) 961-6794
S********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IFTIKHAR, SARDAR, SHERAZ | Individual | – | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER | 05/2018 | > 75% |
| KUMAR, AKHIL | Individual | – | PARTNER AND CHIEF OPERATING OFFICER | 05/2018 | 10-25% |
| BISHOP, KATHLEEN, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |