ST. LOUIS FINANCIAL PLANNERS INC.
Adviser information for ST. LOUIS FINANCIAL PLANNERS INC. last updated from Form ADV on November 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 43 | $5.3M |
| Non-Discretionary | 0 | $0 |
| Total | 43 | $5.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $5.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 26 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersMarket timing services |
|---|---|
| Compensation | % of AUMHourly chargesCommissions |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-113524 |
|---|---|
| SEC ERA File Number | 801-113524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105511 |
| Legal Entity Identifier | None |
Principal Office
1415 ELBRIDGE PAYNE ROAD, STE 140CHESTERFIELD
MO
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 636-532-3900, Fax: 636-532-4308
Websites
Chief Compliance Officer
CASEY HUNT
SECRETARY/TREASURER
1415 ELBRIDGE PAYNE RD.
STE. 140
CHESTERFIELD
MO
United States
Tel:
636-532-3900
Fax:
636-532-4308
C*********@********M
(Full email address available in API data)
Regulatory Contact
HOFER, DEBRA M.
ADMINISTRATOR
1415 ELBRIDGE PAYNE ROAD, STE 140
CHESTERFIELD
MO
United States
Tel:
636-532-3900
Fax:
636-532-4308
D**********@********M
(Full email address available in API data)
Industry Affiliates
| ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIEFFER, THOMAS, ANTHONY | Individual | – | PRESIDENT | 02/1977 | 25-50% |
| HUNT, TIMOTHY, DAVID | Individual | – | VICE-PRESIDENT/SECRETARY | 01/2017 | 25-50% |
| HUNT, CASEY, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER/TREASURER | 08/2000 | 25-50% |