PINEY LAKE CAPITAL MANAGEMENT LP
Adviser information for PINEY LAKE CAPITAL MANAGEMENT LP last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $784.5M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $784.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $784.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-113530 |
|---|---|
| SEC ERA File Number | 801-113530 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290404 |
| Legal Entity Identifier | None |
Principal Office
FOUR GREENWICH OFFICE PARKGREENWICH
CT
United States
Monday - Friday, 9-5PM
Tel: 203-307-5900, Fax: 203-664-5050
Chief Compliance Officer
JOSEPH BUCCI
CHIEF FINANCIAL OFFICER
FOUR GREENWICH OFFICE PARK
GREENWICH
CT
United States
Tel:
203-307-5905
Fax:
203-664-5050
J**@*************M
(Full email address available in API data)
Regulatory Contact
MICHAEL B. LAZAR
CHIEF EXECUTIVE OFFICER / PRESIDENT
FOUR GREENWICH OFFICE PARK
GREENWICH
CT
United States
Tel:
203-307-5925
Fax:
203-664-5050
M**@*************M
(Full email address available in API data)
Industry Affiliates
| PINEY LAKE CAPITAL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PINEY LAKE OPPORTUNITIES ECI MASTER FUND LP | Hedge Fund | $441.3M | $10.0M | 54 |
| PINEY LAKE OPPORTUNITIES NON-ECI MASTER FUND LP | Hedge Fund | $343.1M | $10.0M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAZAR, MICHAEL, B. | Individual | – | CEO / PRESIDENT / LIMITED PARTNER | 05/2018 | > 75% |
| PINEY LAKE LLC | Domestic Entity | – | GENERAL PARTNER | 05/2018 | < 5% |
| LAZAR, MICHAEL, B. | Individual | PINEY LAKE LLC | MANAGING MEMBER | 05/2018 | > 75% |
| BUCCI, JOSEPH, ADRIAN | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 05/2018 | < 5% |