Hedge Fund Database

GUARDCAP ASSET MANAGEMENT LIMITED

Adviser information for GUARDCAP ASSET MANAGEMENT LIMITED last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location United Kingdom

Employees

Total Number of Employees 26
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $12.2B
Non-Discretionary 0 $0
Total 19 $12.2B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $86.8M
Business development companies 0 $0
Pooled investment vehicles 7 $6.7B
Pension and profit sharing plans 0 $0
Charitable organizations <5 $39.6M
State or municipal gov entities <5 $830.7M
Other investment advisers <5 $953.5M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $3.3B
Corporations or other businesses <5 $287.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 20
No. of Non-U.S. Clients 97

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-113537
SEC ERA File Number 801-113537
SEC CIK Numbers 1732008
SEC CRD Numbers 297056
Legal Entity Identifier 213800ENJ4BT22ERBI81

Principal Office

11 CHARLES II STREET
6TH FLOOR
LONDON
United Kingdom
Monday - Friday, 8:30 AM - 5:00 PM LOCAL TIME
Tel: 44 20 7907 2400, Fax: 44 20 7907 2420

Websites

www.guardcap.co.uk/ www.linkedin.com/company/guardcap-asset-management-limited/

Chief Compliance Officer

ARIETA KOSHUTOVA
CHIEF OPERATING OFFICER
11 CHARLES II STREET
6TH FLOOR
LONDON
United Kingdom
Tel: 44 20 7907 2400
Fax: 44 20 7907 2420
(Full email address available in API data)

Regulatory Contact

STEVEN BATES
DIRECTOR
11 CHARLES II STREET
6TH FLOOR
LONDON
United Kingdom
Tel: 44 20 7907 2400
Fax: 44 20 7907 2420
(Full email address available in API data)

Industry Affiliates

AGINCOURT CAPITAL MANAGEMENT, LLC Other investment adviser, including financial planners
ALEXANDRIA BANCORP LIMITED Banking or thrift institution
ALEXANDRIA GLOBAL INVESTMENT MANAGEMENT LTD. Other investment adviser, including financial planners
ALTA CAPITAL MANAGEMENT LLC Other investment adviser, including financial planners
GUARDIAN CAPITAL ADVISORS LP Other investment adviser, including financial planners
GUARDIAN CAPITAL LP Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
GUARDIAN CAPITAL REAL ESTATE GP INC. Sponsor, GP, manager of pooled investment vehicles
GUARDIAN PARTNERS INC. Other investment adviser, including financial planners
THE RAELIPSKIE PARTNERSHIP Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GUARDIAN CAPITAL LP Foreign Entity – SHAREHOLDER 05/2014 > 75%
MAVROUDIS, GEORGE Individual – DIRECTOR 04/2014 < 5%
MINIC INVESTEMENTS LIMITED Foreign Entity GUARDIAN CAPITAL GROUP LIMITED SHAREHOLDER 01/2004 25-50%
BATES, STEVEN, ANDREW RALPH Individual – DIRECTOR, CHIEF INVESTMENT OFFICER 02/2003 < 5%
KOSHUTOVA, ARIETA Individual – CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER 06/2015 < 5%
THE CHRISTODOULOU 2004 FAMILY TRUST Foreign Entity MINIC INVESTEMENTS LIMITED SHAREHOLDER 01/2004 > 75%
CIDEL TRUST COMPANY Foreign Entity THE CHRISTODOULOU 2004 FAMILY TRUST TRUSTEE 01/2004
GUARDIAN CAPITAL GROUP LIMITED Foreign Entity GUARDIAN CAPITAL LP DIRECT OWNER 05/2014 > 75%

No. Employees, Historic

3015020202021202220232024202521 on 11/24/202021 on 11/30/202021 on 3/30/202124 on 3/31/202224 on 3/29/202326 on 3/27/2024

RAUM, Historic

20B10B02020202120222023202420255233738323 on 11/24/20205233738323 on 11/30/20207748537849 on 3/30/202113133586126 on 3/31/202210586577544 on 3/29/202312191431075 on 3/27/2024

No. Clients, Historic

2010020202021202220232024202512 on 11/24/202012 on 11/30/202012 on 3/30/202112 on 3/31/202212 on 3/29/20238 on 3/27/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 471M 2M –
ALIBABA GROUP HLDG LTD SPONSORED ADS 2M 30K –
ALPHABET INC CAP STK CL A 841M 5M –
AUTOMATIC DATA PROCESSING IN COM 373M 2M –
BOOKING HOLDINGS INC COM 614M 155K –
CME GROUP INC COM 698M 4M –
COLGATE PALMOLIVE CO COM 586M 6M –
GLOBANT S A COM 2M 12K –
GRAIL INC COM 5M 306K –
HDFC BANK LTD SPONSORED ADS 5M 75K –
ILLUMINA INC COM 192M 2M –
INFOSYS LTD SPONSORED ADR 3M 137K –
IPG PHOTONICS CORP COM 1M 15K –
MARKETAXESS HLDGS INC COM 430M 2M –
MASTERCARD INCORPORATED CL A 590M 1M –
MERCADOLIBRE INC COM 5M 3K –
MICROSOFT CORP COM 481M 1M –
NETEASE INC SPONSORED ADS 2M 16K –
NIKE INC CL B 318M 4M –
NOVO-NORDISK A S ADR 3M 21K –
SEA LTD SPONSORD ADS 485K 7K –
SMITH A O CORP COM 17M 210K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 7M 39K –
TRIP COM GROUP LTD ADS 2M 48K –
UNITEDHEALTH GROUP INC COM 449M 883K –
VERISK ANALYTICS INC COM 279M 1M –
WATERS CORP COM 285M 984K –
YUM CHINA HLDGS INC COM 332M 11M –