RPA FINANCIAL, LLC
Adviser information for RPA FINANCIAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 94 | $3.2B |
| Non-Discretionary | 21 | $2.0B |
| Total | 115 | $5.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 115 | $5.3B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113540 |
|---|---|
| SEC ERA File Number | 801-113540 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 294105 |
| Legal Entity Identifier | None |
Principal Office
4340 REDWOOD HIGHWAYSUITE B60
SAN RAFAEL
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 415-526-2753, Fax: None
Chief Compliance Officer
COSMO GOULD
4340 REDWOOD HIGHWAY
SUITE B60
SAN RAFAEL
CA
United States
Tel:
4155262753
C**********@***************M
(Full email address available in API data)
Regulatory Contact
PATRICIA DESTEIN
4340 REDWOOD HIGHWAY
SUITE B60
SAN RAFAEL
CA
United States
Tel:
4155262752
P**********@***************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL RETIREMENT PARTNERS LLC | Other investment adviser, including financial planners |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HUB INTERNATIONAL LIMITED | Insurance company or agency |
| HUB INVESTMENT ADVISORS, INC | Other investment adviser, including financial planners |
| MILLENNIUM ADVISORY SERVICES, INC. | Other investment adviser, including financial planners |
| TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY | Other investment adviser, including financial planners |
| TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY | Other investment adviser, including financial planners |
| TWD SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | Domestic Entity | – | MANAGING MEMBER, SOLE OWNER | 04/2018 | > 75% |
| GOULD, COSMO, CHARLES | Individual | – | CCO | 03/2023 | < 5% |
| HUB INTERNATIONAL LIMITED | Domestic Entity | GLOBAL RETIREMENT PARTNERS LLC | MANAGING MEMBER | 09/2019 | > 75% |
| HOCKEY INTERMEDIATE INC. | Domestic Entity | HUB INTERNATIONAL LIMITED | SHAREHOLDER | 10/2013 | > 75% |
| HOCKEY PARENT INC. | Domestic Entity | HOCKEY INTERMEDIATE INC. | SHAREHOLDER | 10/2013 | > 75% |
| HOCKEY PARENT HOLDINGS L.P. | Domestic Entity | HOCKEY PARENT INC. | SHAREHOLDER | 10/2013 | > 75% |
| HOCKEY INVESTMENTS L.P. | Domestic Entity | HOCKEY PARENT INC. | LIMITED PARTNER | 10/2013 | > 75% |
| HOCKEY PARENT HOLDINGS GP, LLC | Domestic Entity | HOCKEY PARENT HOLDINGS L.P. | GENERAL PARTNER | 10/2013 | > 75% |
| HOCKEY INVESTMENTS GP, LLC | Domestic Entity | HOCKEY INVESTMENTS L.P. | GENERAL PARTNER | 10/2013 | |
| HOCKEY INVESTMENTS L.P. | Domestic Entity | HOCKEY PARENT HOLDINGS GP, LLC | MANAGING MEMBER | 10/2013 | > 75% |
| WHITE, GEOFFREY, ROBERT | Individual | – | CEO | 03/2023 | < 5% |