EMCEE INVEST
EMCEE INVEST, INC. Legal Name
Adviser information for EMCEE INVEST last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | STOCK PURCHASE REWARD PROGRAM |
|---|---|
| Compensation | Subscription feesSEE PART 2A BROCHURE ITEM 4 |
| Other Business Activities | STOCK REWARD PROGRAM |
Identifiers
| SEC RIA File Number | 801-113554 |
|---|---|
| SEC ERA File Number | 801-113554 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297589 |
| Legal Entity Identifier | None |
Principal Office
169 MADISON AVENUESUITE 2745
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: (201) 366-2224, Fax: None
Chief Compliance Officer
ARASH ASADY
CHIEF COMPLIANCE OFFICER
169 MADISON AVENUE
SUITE 2745
NEW YORK
NY
United States
Tel:
(201) 366-2224
A****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASADY, ARASH | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 04/2018 | 10-25% |
| Gary, Ryan | Individual | – | CHIEF TECHNOLOGY OFFICER | 04/2018 | 10-25% |
| KEEN VENTURE PARTNERS | Foreign Entity | – | INVESTOR | 03/2022 | 5-10% |