FINANCIAL ADVISORY SERVICES, LLC
Adviser information for FINANCIAL ADVISORY SERVICES, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 779 | $204.4M |
| Non-Discretionary | 0 | $0 |
| Total | 779 | $204.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 217 | $72.5M |
| HNW Individuals | 68 | $122.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $8.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-113557 |
|---|---|
| SEC ERA File Number | 801-113557 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122053 |
| Legal Entity Identifier | None |
Principal Office
215 BALTIMORE STREETHANOVER
PA
United States
Monday - Friday, 8:30 AM TO 4:30 PM
Tel: 717-633-6844, Fax: 717-633-6844
Chief Compliance Officer
SEAN C. HUSTON
CO-CHIEF INVESTMENT OFFICER
215 BALTIMORE STREET
HANOVER
PA
United States
Tel:
717-633-6844
Fax:
717-633-6844
S***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUSTON, SEAN, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER, CO-CHIEF INVESTMENT OFFICER | 01/2007 | > 75% |
| FOX, RYAN, ANDREW | Individual | – | CO-CHIEF INVESTMENT OFFICER | 02/2015 | < 5% |