WISE WEALTH, LLC
Adviser information for WISE WEALTH, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 947 | $142.6M |
| Non-Discretionary | 2,472 | $183.6M |
| Total | 3,419 | $326.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 978 | $199.4M |
| HNW Individuals | 66 | $126.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-113559 |
|---|---|
| SEC ERA File Number | 801-113559 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143421 |
| Legal Entity Identifier | None |
Principal Office
11 SE 2ND ST.LEE'S SUMMIT
MO
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 816-246-9473, Fax: 888-302-4613
Chief Compliance Officer
STEPHEN STRICKLIN
PRESIDENT
11 SE 2ND ST.
LEE'S SUMMIT
MO
United States
Tel:
816-246-9473
Fax:
888-302-4613
S******@*************M
(Full email address available in API data)
Regulatory Contact
ASHLEY DUNNING
COMPLIANCE DIRECTER
11 SE 2ND ST
LEE'S SUMMIT
MO
United States
Tel:
816-246-9473
A*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STRICKLIN, STEPHEN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/2007 | > 75% |