PLATT WEALTH MANAGEMENT
PLATT WEALTH MANAGEMENT, LLC Legal Name
Adviser information for PLATT WEALTH MANAGEMENT last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 511 | $294.7M |
| Non-Discretionary | 0 | $0 |
| Total | 511 | $294.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 97 | $48.3M |
| HNW Individuals | 70 | $224.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $21.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $951,946 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-113568 |
|---|---|
| SEC ERA File Number | 801-113568 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297487 |
| Legal Entity Identifier | None |
Principal Office
3838 CAMINO DEL RIO NORTHSUITE 365
SAN DIEGO
CA
United States
Monday - Friday, 9A - 5P
Tel: 619-255-9554, Fax: None
Chief Compliance Officer
JEFFREY S. PLATT
PRINCIPAL
3838 CAMINO DEL RIO NORTH
SUITE 365
SAN DIEGO
CA
United States
Tel:
619-255-9554
J***@**********M
(Full email address available in API data)
Regulatory Contact
CURTIS WEST
LEAD FINANCIAL ADVISOR
3838 CAMINO DEL RIO NORTH
SUITE 365
SAN DIEGO
CA
United States
Tel:
619-255-9788
C*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PLATT, JEFFREY, SAMUEL | Individual | – | CHIEF COMPLIANCE OFFICER/PRINCIPAL | 05/2018 | > 75% |