AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC
Adviser information for AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $14.0B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $14.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 4 | $13.0B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 77 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-113571 |
|---|---|
| SEC ERA File Number | 801-113571 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 292769 |
| Legal Entity Identifier | None |
Principal Office
40 10TH AVENUE6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-720-1000, Fax: None
Chief Compliance Officer
BENJAMIN A. GOODMAN
CHIEF LEGAL OFFICER
40 10TH AVENUE
6TH FLOOR
NEW YORK
NY
United States
Tel:
212-720-1000
B*******@*************M
(Full email address available in API data)
Regulatory Contact
RUDRABHISHEK SAHAY
CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER
40 10TH AVENUE
6TH FLOOR
NEW YORK
NY
United States
Tel:
212-720-1000
R*****@*************M
(Full email address available in API data)
Industry Affiliates
| AQUARIAN HOLDINGS I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AQUARIAN HOLDINGS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AQUARIAN HOLDINGS III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AQUARIAN HOLDINGS IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AQUARIAN HOLDINGS MANAGEMENT LLC | Other investment adviser, including financial planners |
| HUDSON LIFE & ANNUITY COMPANY | Insurance company or agency |
| INVESTORS HERITAGE LIFE INSURANCE COMPANY | Insurance company or agency |
| SOMERSET REINSURANCE LTD. | Insurance company or agency |
| THE KELMSCOTT CORPORATION | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AQUARIAN FA FUND I LP | Private Equity Fund | $50.1M | $0.0M | 4 |
| AQUARIAN FA FUND II LP | Private Equity Fund | $50.1M | $0.0M | 4 |
| AQUARIAN FA FUND III LP | Private Equity Fund | $50.1M | $0.0M | 4 |
| AQUARIAN FA FUND IV LP | Private Equity Fund | $38.6M | $0.0M | 4 |
| AQUARIAN FA OPPORTUNITIES I LP | Private Equity Fund | $188.5M | $0.0M | 4 |
| GALLATIN CLO IX 2018-1, LTD. | Securitized Asset Fund | $472.0M | $0.3M | 4 |
| GALLATIN CLO VIII 2017-1, LTD. | Securitized Asset Fund | $121.3M | $0.3M | 4 |
| GALLATIN CLO X 2023-1, LTD | Securitized Asset Fund | $399.9M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AQUARIAN HOLDINGS LLC | Domestic Entity | – | MEMBER | 05/2017 | > 75% |
| THE TAURUS TRUST | Domestic Entity | AQUARIAN HOLDINGS LLC | MEMBER | 11/2018 | 50-75% |
| SAHAY, RUDRABHISHEK | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 05/2017 | < 5% |
| THE KELMSCOTT CORPORATION | Domestic Entity | THE TAURUS TRUST | TRUSTEE | 11/2018 | |
| GOODMAN, BENJAMIN, ALEXANDER | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER | 06/2020 | < 5% |
| HEDGEROW AQU AIV UB BUSINESS TRUST | Domestic Entity | AQUARIAN HOLDINGS LLC | MEMBER | 08/2020 | 50-75% |
| REDBIRD SERIES 2019 GENPAR LLC | Domestic Entity | HEDGEROW AQU AIV UB BUSINESS TRUST | TRUSTEE | 08/2020 |