CAMBRIDGE CAPE COD ADVISORS, LLC
FENTON GREGORY COLEMAN Legal Name
Adviser information for CAMBRIDGE CAPE COD ADVISORS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 91 | $57.2M |
| Non-Discretionary | 301 | $99.1M |
| Total | 392 | $156.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $116.8M |
| HNW Individuals | 73 | $39.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PREPARATION |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-113572 |
|---|---|
| SEC ERA File Number | 801-113572 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133301 |
| Legal Entity Identifier | None |
Principal Office
128 ROUTE 6ASANDWICH
MA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 508-888-9300, Fax: 508-888-9301
Chief Compliance Officer
JILL ANN HENDERSON
128 ROUTE 6A
SANDWICH
MA
United States
Tel:
800-588-3893
J***@****************M
(Full email address available in API data)
Regulatory Contact
GREGORY FENTON
OWNER
128 ROUTE 6A
SANDWICH
MA
United States
Tel:
508-888-9300
G***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FENTON, GREGORY, COLEMAN | Individual | – | PRINCIPAL/ OWNER | 01/1997 | > 75% |
| Henderson, Jill, Ann | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |