KEEBECK WEALTH MANAGEMENT LLC
KEEBECK PARTNERS, LLC Legal Name
Adviser information for KEEBECK WEALTH MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 814 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 814 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $799,307 |
| HNW Individuals | 111 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $164.1M |
| Charitable organizations | <5 | $5.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $12.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Principal Office
150 N. RIVERSIDE PLAZASUITE 1850
CHICAGO
IL
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 312-825-1200, Fax: 312-825-1209
Chief Compliance Officer
MATTHEW CAREY
ANALYST
150 N. RIVERSIDE PLAZA
SUITE 1850
CHICAGO
IL
United States
Tel:
312-825-1200
M*****@**********M
(Full email address available in API data)
Regulatory Contact
JOSEPH POLAKOFF
PRESIDENT
150 N. RIVERSIDE PLAZA
SUITE 1850
CHICAGO
IL
United States
Tel:
312-825-1200
J********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, BRUCE, KEEBECK | Individual | – | MANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICER | 05/2018 | > 75% |
| POLAKOFF, JOSEPH, BYRON | Individual | – | PRESIDENT | 09/2021 | < 5% |
| Carey, Matthew, Callan | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AAON INC | COM PAR $0.004 | 206K | 2K | – |
| ABBOTT LABS | COM | 2M | 17K | 1,5 |
| ABBVIE INC | COM | 4M | 25K | 1,5 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 3M | 11K | 1,5 |
| ADOBE INC | COM | 288K | 518 | – |
| ADVANCED MICRO DEVICES INC | COM | 332K | 2K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALPHABET INC | CAP STK CL A | 2M | 13K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALPS ETF TR | ALERIAN MLP | 744K | 16K | – |
| AMAZON COM INC | COM | 6M | 30K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMERICAN EXPRESS CO | COM | 367K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMERICAN WTR WKS CO INC NEW | COM | 323K | 3K | – |
| AMGEN INC | COM | 507K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ANALOG DEVICES INC | COM | 6M | 24K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| APPLE INC | COM | 16M | 78K | 1,5 |
| APPLIED MATLS INC | COM | 452K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ARCADIUM LITHIUM PLC | COM SHS | 34K | 10K | – |
| ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 229K | 10K | – |
| ARCHER DANIELS MIDLAND CO | COM | 336K | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ARDELYX INC | COM | 371K | 50K | – |
| AT&T INC | COM | 192K | 10K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 428K | 2K | – |
| BANK AMERICA CORP | COM | 420K | 11K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BITFARMS LTD | COM | 571K | 222K | – |
| BLACKROCK CAP ALLOCATION TER | COM | 6M | 367K | – |
| BLACKROCK ETF TRUST | US EQT FACTOR | 8M | 161K | 2,3 |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 459K | 9K | 2,3 |
| BLUE OWL CAPITAL INC | COM CL A | 1M | 60K | – |
| BP PLC | SPONSORED ADR | 294K | 8K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 884K | 21K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BROADCOM INC | COM | 7M | 4K | 1,5 |
| CARLYLE GROUP INC | COM | 283K | 7K | – |
| CARLYLE SECURED LENDING INC | COM | 565K | 31K | – |
| CARRIER GLOBAL CORPORATION | COM | 203K | 3K | – |
| CATERPILLAR INC | COM | 233K | 698 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CAVA GROUP INC | COM | 2M | 20K | – |
| CENTRUS ENERGY CORP | CL A | 428K | 10K | – |
| CHEVRON CORP NEW | COM | 209K | 1K | – |
| CISCO SYS INC | COM | 2M | 42K | 1,5 |
| CLEANSPARK INC | COM NEW | 574K | 36K | – |
| CME GROUP INC | COM | 1M | 5K | – |
| COCA COLA CO | COM | 318K | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COINBASE GLOBAL INC | COM CL A | 5M | 21K | – |
| COMCAST CORP NEW | CL A | 3M | 85K | 1,5 |
| CONOCOPHILLIPS | COM | 4M | 37K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| CONSTELLATION BRANDS INC | CL A | 474K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COUPANG INC | CL A | 1M | 55K | – |
| CREDIT ACCEP CORP MICH | COM | 244K | 475 | – |
| CUMMINS INC | COM | 266K | 960 | – |
| CVRX INC | COM | 122K | 10K | – |
| D R HORTON INC | COM | 914K | 6K | – |
| DEERE & CO | COM | 2M | 4K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| DELL TECHNOLOGIES INC | CL C | 215K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DIAMONDBACK ENERGY INC | COM | 1M | 7K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 243K | 8K | 2,3 |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 2M | 74K | 2,3 |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 229K | 8K | 2,3 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 912K | 18K | 2,3 |
| DISNEY WALT CO | COM | 223K | 2K | – |
| DOVER CORP | COM | 329K | 2K | – |
| DOW INC | COM | 541K | 10K | – |
| ELI LILLY & CO | COM | 7M | 7K | 1,5 |
| EMERSON ELEC CO | COM | 4M | 36K | 1,5 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 5M | 313K | – |
| EOG RES INC | COM | 2M | 19K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| EXXON MOBIL CORP | COM | 583K | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| FIRST SOLAR INC | COM | 1M | 5K | – |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 2M | 83K | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 2M | 19K | – |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 3M | 49K | – |
| FIRST TR EXCHANGE-TRADED FD | RISNG DIVD ACHIV | 319K | 6K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 1M | 6K | – |
| FORD MTR CO DEL | COM | 244K | 19K | – |
| FREEPORT-MCMORAN INC | CL B | 3M | 54K | – |
| GALLAGHER ARTHUR J & CO | COM | 4M | 16K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| GENUINE PARTS CO | COM | 2M | 13K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 4M | 40K | – |
| GOLDMAN SACHS GROUP INC | COM | 378K | 835 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| HAMILTON LANE INC | CL A | 2M | 13K | FRED ALGER MANAGEMENT, LLC |
| HERSHEY CO | COM | 1M | 8K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| HOME DEPOT INC | COM | 4M | 10K | 1,5 |
| HONEYWELL INTL INC | COM | 3M | 12K | 1,5 |
| ILLINOIS TOOL WKS INC | COM | 547K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 4M | 26K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| INTUIT | COM | 299K | 455 | – |
| INTUITIVE SURGICAL INC | COM NEW | 3M | 6K | – |
| INVESCO EXCHANGE TRADED FD T | DJ INDL AVG DV | 504K | 11K | 2,3 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 8K | – |
| INVESCO QQQ TR | UNIT SER 1 | 4M | 8K | 2,3 |
| ISHARES BITCOIN TR | SHS | 3M | 74K | 2,3 |
| ISHARES GOLD TR | ISHARES NEW | 528K | 12K | – |
| ISHARES INC | MSCI WORLD ETF | 570K | 4K | 2,3 |
| ISHARES INC | EMNG MKTS EQT | 3M | 62K | 2,3 |
| ISHARES INC | MSCI EMRG CHN | 5M | 84K | 2,3 |
| ISHARES INC | CORE MSCI EMKT | 3M | 58K | 2,3 |
| ISHARES TR | RUS 2000 VAL ETF | 569K | 4K | 2,3 |
| ISHARES TR | MSCI USA QLT FCT | 20M | 114K | 2,3 |
| ISHARES TR | CORE TOTAL USD | 3M | 71K | 2,3 |
| ISHARES TR | RUS 1000 VAL ETF | 386K | 2K | – |
| ISHARES TR | US INFRASTRUC | 2M | 38K | 2,3 |
| ISHARES TR | CORE DIV GRWTH | 438K | 8K | 2,3 |
| ISHARES TR | NATIONAL MUN ETF | 5M | 47K | – |
| ISHARES TR | RUS TP200 GR ETF | 217K | 1K | 2,3 |
| ISHARES TR | S&P 500 GRWT ETF | 13M | 140K | 2,3 |
| ISHARES TR | CORE S&P500 ETF | 63M | 115K | 2,3 |
| ISHARES TR | CORE MSCI EURO | 344K | 6K | 2,3 |
| ISHARES TR | 10-20 YR TRS ETF | 958K | 9K | 2,3 |
| ISHARES TR | MICRO-CAP ETF | 230K | 2K | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 17K | 2,3 |
| ISHARES TR | S&P 100 ETF | 12M | 46K | 2,3 |
| ISHARES TR | ISHARES SEMICDTR | 400K | 2K | 2,3 |
| ISHARES TR | MSCI EAFE ETF | 608K | 8K | 2,3 |
| ISHARES TR | TIPS BD ETF | 219K | 2K | 2,3 |
| ISHARES TR | HDG MSCI EAFE | 1M | 38K | 2,3 |
| ISHARES TR | SELECT DIVID ETF | 4M | 33K | 2,3 |
| ISHARES TR | ESG MSCI LEADR | 2M | 21K | 2,3 |
| ISHARES TR | RUSSELL 2000 ETF | 3M | 17K | 2,3 |
| ISHARES TR | ISHARES BIOTECH | 882K | 6K | – |
| ISHARES TR | EAFE GRWTH ETF | 14M | 135K | 2,3 |
| ISHARES TR | EXPND TEC SC ETF | 710K | 8K | 2,3 |
| ISHARES TR | S&P 500 VAL ETF | 5M | 28K | 2,3 |
| ISHARES TR | SHORT TREAS BD | 3M | 27K | – |
| ISHARES TR | RUS 1000 ETF | 1M | 4K | 2,3 |
| ISHARES TR | CORE S&P MCP ETF | 403K | 7K | 2,3 |
| ISHARES TR | RUS 1000 GRW ETF | 778K | 2K | – |
| ISHARES TR | S&P SML 600 GWT | 13M | 104K | 2,3 |
| ISHARES TR | ESG AWR MSCI USA | 10M | 85K | 2,3 |
| ISHARES TR | EAFE VALUE ETF | 11M | 216K | 2,3 |
| ISHARES TR | MBS ETF | 873K | 10K | 2,3 |
| ISHARES TR | CORE S&P SCP ETF | 8M | 72K | 2,3 |
| ISHARES TR | GLB INFRASTR ETF | 5M | 101K | 2,3 |
| ISHARES TR | MSCI INTL VLU FT | 5M | 178K | 2,3 |
| ISHARES TR | EUROPE ETF | 3M | 60K | 2,3 |
| ISHARES TR | MSCI USA MIN VOL | 3M | 31K | 2,3 |
| ISHARES TR | GLOBAL ENERG ETF | 1M | 35K | 2,3 |
| ISHARES TR | SHRT NAT MUN ETF | 2M | 15K | – |
| ISHARES TR | CORE MSCI EAFE | 296K | 4K | 2,3 |
| ISHARES TR | US HLTHCARE ETF | 378K | 6K | 2,3 |
| ISHARES TR | U.S. TECH ETF | 10M | 66K | 2,3 |
| ISHARES U S ETF TR | GSCI CMDTY STGY | 205K | 8K | 2,3 |
| JACOBS SOLUTIONS INC | COM | 4M | 26K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| JOHNSON & JOHNSON | COM | 864K | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| JPMORGAN CHASE & CO. | COM | 3M | 14K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| KLA CORP | COM NEW | 7M | 9K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| KRANESHARES TRUST | CSI CHI INTERNET | 324K | 12K | – |
| LAZYDAYS HLDGS INC | COM | 127K | 50K | – |
| LOCKHEED MARTIN CORP | COM | 542K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LOWES COS INC | COM | 6M | 28K | 1,5 |
| LUMINAR TECHNOLOGIES INC | COM CL A | 24K | 16K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 9K | 1,5 |
| MCDONALDS CORP | COM | 604K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MEDTRONIC PLC | SHS | 272K | 3K | – |
| MERCK & CO INC | COM | 7M | 58K | 1,5 |
| META PLATFORMS INC | CL A | 3M | 6K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MGM RESORTS INTERNATIONAL | COM | 655K | 15K | – |
| MICROSOFT CORP | COM | 18M | 41K | 1,5 |
| MICROSTRATEGY INC | CL A NEW | 275K | 200 | – |
| MODERNA INC | COM | 321K | 3K | – |
| MOODYS CORP | COM | 3M | 6K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| MOSAIC CO NEW | COM | 732K | 25K | – |
| NATERA INC | COM | 2M | 18K | FRED ALGER MANAGEMENT, LLC |
| NETFLIX INC | COM | 2M | 3K | – |
| NEW YORK CMNTY BANCORP INC | COM | 322K | 100K | – |
| NEXTERA ENERGY INC | COM | 915K | 13K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NIKE INC | CL B | 649K | 9K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NORTHROP GRUMMAN CORP | COM | 340K | 781 | – |
| NOVO-NORDISK A S | ADR | 590K | 4K | – |
| NVIDIA CORPORATION | COM | 13M | 101K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| OPENDOOR TECHNOLOGIES INC | COM | 200K | 109K | – |
| OPENLANE INC | COM | 332K | 20K | – |
| ORACLE CORP | COM | 555K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PARAMOUNT GLOBAL | CLASS B COM | 144K | 14K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PEPSICO INC | COM | 212K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PFIZER INC | COM | 382K | 14K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PHILIP MORRIS INTL INC | COM | 534K | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PINTEREST INC | CL A | 3M | 62K | – |
| PNC FINL SVCS GROUP INC | COM | 311K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 12K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PULTE GROUP INC | COM | 656K | 6K | – |
| QUALCOMM INC | COM | 738K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| REGAL REXNORD CORPORATION | COM | 271K | 2K | – |
| REPUBLIC SVCS INC | COM | 2M | 11K | – |
| ROCKET COS INC | COM CL A | 1M | 77K | – |
| RTX CORPORATION | COM | 4M | 38K | 1,5 |
| S&P GLOBAL INC | COM | 1M | 3K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| SCHWAB CHARLES CORP | COM | 646K | 9K | – |
| SCHWAB CHARLES FAMILY FD | AMT TAX FREE MNY | 2M | 2M | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 240K | 5K | 2,3 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 1M | 21K | 2,3 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 1M | 11K | 2,3 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 356K | 4K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 243K | 6K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 1M | 31K | 2,3 |
| SELECT SECTOR SPDR TR | INDL | 4M | 31K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 6M | 35K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 1M | 18K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 368K | 2K | 2,3 |
| SELECT SECTOR SPDR TR | ENERGY | 414K | 5K | 2,3 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 10M | 66K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 529K | 8K | – |
| SERVICENOW INC | COM | 887K | 1K | – |
| SOFI TECHNOLOGIES INC | COM | 66K | 10K | – |
| SOUTHERN CO | COM | 266K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 341K | 871 | – |
| SPDR GOLD TR | GOLD SHS | 2M | 11K | 2,3 |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | 2,3 |
| SPDR SER TR | S&P INS ETF | 285K | 6K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 267K | 6K | 2,3 |
| SPDR SER TR | NUVEEN BLMBRG MU | 746K | 16K | – |
| SPOK HLDGS INC | COM | 666K | 45K | – |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 307K | 11K | – |
| STARBUCKS CORP | COM | 424K | 5K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| STEPSTONE GROUP INC | COM CL A | 2M | 35K | FRED ALGER MANAGEMENT, LLC |
| STRYKER CORPORATION | COM | 6M | 17K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 204K | 1K | – |
| TARGET CORP | COM | 673K | 5K | – |
| TE CONNECTIVITY LTD | SHS | 4M | 27K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |
| TERAWULF INC | COM | 101K | 23K | – |
| TESLA INC | COM | 508K | 3K | – |
| TETRA TECH INC NEW | COM | 204K | 1K | – |
| TEXAS INSTRS INC | COM | 5M | 26K | 1,5 |
| THERMO FISHER SCIENTIFIC INC | COM | 460K | 831 | – |
| TRANSCAT INC | COM | 2M | 13K | FRED ALGER MANAGEMENT, LLC |
| ULTA BEAUTY INC | COM | 507K | 1K | – |
| UNION PAC CORP | COM | 585K | 3K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNITED RENTALS INC | COM | 696K | 1K | – |
| UNITEDHEALTH GROUP INC | COM | 5M | 9K | 1,5 |
| US FOODS HLDG CORP | COM | 2M | 32K | – |
| VALKYRIE BITCOIN FD | COM | 514K | 30K | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 2M | 45K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 421K | 10K | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 3M | 138K | – |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 2M | 19K | 2,3 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 1M | 24K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 319K | 1K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3M | 8K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 410K | 2K | 2,3 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3M | 7K | 2,3 |
| VANGUARD INDEX FDS | VALUE ETF | 2M | 15K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 11M | 211K | 2,3 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 706K | 12K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 8M | 104K | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 1M | 16K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 3M | 36K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 280K | 2K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 360K | 3K | 2,3 |
| VANGUARD WORLD FD | CONSUM STP ETF | 3M | 12K | 2,3 |
| VANGUARD WORLD FD | MATERIALS ETF | 339K | 2K | 2,3 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 4M | 13K | 2,3 |
| VANGUARD WORLD FD | INF TECH ETF | 25M | 44K | 2,3 |
| VANGUARD WORLD FD | FINANCIALS ETF | 1M | 14K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 5M | 21K | 2,3 |
| VICI PPTYS INC | COM | 291K | 10K | – |
| VISA INC | COM CL A | 5M | 18K | 1,5 |
| WALMART INC | COM | 2M | 24K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| WASTE MGMT INC DEL | COM | 3M | 16K | – |
| WELLS FARGO CO NEW | COM | 210K | 4K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| WISDOMTREE TR | US HIGH DIVIDEND | 528K | 6K | 2,3 |
| WISDOMTREE TR | FLOATNG RAT TREA | 8M | 153K | 2,3 |
| ZOETIS INC | CL A | 4M | 22K | CAMPBELL NEWMAN ASSET MANAGEMENT INC |