FERGUSON SHAPIRO LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Georgia, United States

Employees

Total Number of Employees	10
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	892	$326.4M
Non-Discretionary	1	$357,441
Total	893	$326.8M

Clients

Type	Number	RAUM
Individuals	227	$83.2M
HNW Individuals	117	$240.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$207,185
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$3.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	357,441

Portfolio Manager to Program	Sponsor
FERGUSON SHAPIRO WRAP FEE PROGRAM	FERGUSON SHAPIRO LLC

Identifiers

SEC RIA File Number	801-113581
SEC ERA File Number	801-113581
SEC CIK Numbers	1767433
SEC CRD Numbers	297555
Legal Entity Identifier	None

Principal Office

120 N CANDLER ST
#2
DECATUR
GA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic