THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC
Adviser information for THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 646 | $154.3M |
| Non-Discretionary | 0 | $0 |
| Total | 646 | $154.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 242 | $39.8M |
| HNW Individuals | 47 | $104.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $746,698 |
| Charitable organizations | <5 | $9.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesSETUP FEE |
Identifiers
| SEC RIA File Number | 801-113587 |
|---|---|
| SEC ERA File Number | 801-113587 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 295193 |
| Legal Entity Identifier | None |
Principal Office
7174 TRADITION COVE LN WWEST PALM BEACH
FL
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 401-519-9000, Fax: 401-533-9054
Chief Compliance Officer
ROBERT RADOCCIA
MANAGING MEMBER
7174 TRADITION COVE LN W
WEST PALM BEACH
FL
United States
Tel:
401-519-9000
Fax:
401-533-9054
R**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RADOCCIA, ROBERT, JOHN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 02/2018 | > 75% |