EPIC WEALTH MANAGEMENT, LLC
Adviser information for EPIC WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 370 | $104.2M |
| Non-Discretionary | 5 | $1.5M |
| Total | 375 | $105.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 115 | $37.1M |
| HNW Individuals | 27 | $65.7M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | 2 | $2.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 100.2M |
| Portfolio Manager | 100.2M |
| Both for Same | 100.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| EPIC WEALTH WRAP PROGRAM | EPIC WEALTH MANAGEMENT, LLC |
Identifiers
| SEC RIA File Number | 801-113589 |
|---|---|
| SEC ERA File Number | 801-113589 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297643 |
| Legal Entity Identifier | None |
Principal Office
6301 WATERFORD BLVDSUITE 102A
OKLAHOMA CITY
OK
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 405-257-0301, Fax: 405-416-5242
Websites
Chief Compliance Officer
VALERY OSWALD
MANAGING MEMBER
6301 WATERFORD BLVD
SUITE 102A
OKLAHOMA CITY
OK
United States
Tel:
405-257-0303
Fax:
405-416-5242
V*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OSWALD, VALERY, LYNN | Individual | – | MANAGING PARTNER/ CHIEF COMPLIANCE OFFICER | 07/2018 | < 5% |
| BE, LLC | Domestic Entity | – | OWNER | 07/2018 | > 75% |
| OSWALD, VALERY, LYNN | Individual | BE, LLC | MANAGING MEMBER | 07/2018 | > 75% |