COTA CAPITAL MANAGEMENT, LLC
Adviser information for COTA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
555 MISSION STREETSUITE 1800
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 415-689-5600, Fax: None
Chief Compliance Officer
FAIE DORIN
GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
555 MISSION STREET
SUITE 1800
SAN FRANCISCO
CA
United States
Tel:
415-689-5600
C*********@**************M
(Full email address available in API data)
Regulatory Contact
PETE WILLIAMS
CHIEF OPERATING OFFICER
555 MISSION STREET
SUITE 1800
SAN FRANCISCO
CA
United States
Tel:
415-689-5600
C*********@**************M
(Full email address available in API data)
Industry Affiliates
| COTA CAPITAL GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| COTA ENTERPRISE VENTURES GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COTA FINTECH VENTURES GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COTA VENTURES GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COTA CAPITAL INSTITUTIONAL PARTNERS, L.P. | Hedge Fund | $251.0M | $1.0M | 111 |
| COTA CAPITAL MASTER FUND, L.P. | Hedge Fund | $575.1M | $1.0M | 222 |
| COTA CAPITAL OFFSHORE FUND, L.P. | Hedge Fund | $288.8M | $1.0M | 111 |
| COTA ENTERPRISE VENTURES II, LP | Venture Capital Fund | $196.9M | $1.0M | 175 |
| COTA ENTERPRISE VENTURES III, LP | Venture Capital Fund | $31.2M | $1.0M | 29 |
| COTA FINTECH VENTURES II, LP | Venture Capital Fund | $64.4M | $1.0M | 77 |
| COTA GROWTH FUND, L.P. | Hedge Fund | $293.0M | $1.0M | 76 |
| COTA GROWTH OFFSHORE FUND, LTD. | Hedge Fund | $172.0M | $1.0M | 116 |
| COTA OPPORTUNITIES IV, LLC | SPECIAL PURPOSE VEHICLE | $2.1M | $0.1M | 10 |
| COTA OPPORTUNITIES VI, LLC | SPECIAL PURPOSE VEHICLE | $3.6M | $0.1M | 8 |
| COTA OPPORTUNITIES VII, LLC | SPECIAL PURPOSE VEHICLE | $5.7M | $0.1M | 14 |
| COTA OPPORTUNITIES VIII, LLC | SPECIAL PURPOSE VEHICLE | $1.5M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YAZDANI, BABAK, NMN | Individual | – | MEMBER AND MANAGER | 11/2015 | 25-50% |
| POUSHANCHI, BABAK | Individual | – | MEMBER AND MANAGER | 11/2014 | 25-50% |
| Williams, Peter, E | Individual | – | MEMBER AND CHIEF OPERATING OFFICER | 10/2016 | 10-25% |
| Dorin, Faie, Reiko | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| DYNATRACE INC | COMM | 3M | 77K | – |
| ELASTIC NV | COMM | 5M | 45K | – |
| EQUILLIUM INC | COMM | 390K | 562K | – |
| FIVE9 INC | COMM | 725K | 16K | – |
| SENTINELONE INC - CLASS A | COMM | 5M | 250K | – |
| SMARTSHEET INC-CLASS A | COMM | 5M | 105K | – |
| SNOWFLAKE INC CLASS A COMMON STOCK | COMM | 2M | 13K | – |
| UIPATH INC - CLASS A | COMM | 1M | 103K | – |
| ZSCALER INC | COMM | 6M | 29K | – |