LYTLE INVESTMENTS
LYTLE INVESTMENT SERVICES CORP. Legal Name
Adviser information for LYTLE INVESTMENTS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 347 | $57.9M |
| Non-Discretionary | 28 | $9.5M |
| Total | 375 | $67.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 200 | $45.7M |
| HNW Individuals | 19 | $21.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $51,039 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 37 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-113598 |
|---|---|
| SEC ERA File Number | 801-113598 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297591 |
| Legal Entity Identifier | None |
Principal Office
101 LANG BOULEVARDGRAND ISLAND
NY
United States
Monday - Friday, 8-5
Tel: 716-773-6626, Fax: 7167736522
Websites
Chief Compliance Officer
MARIE ZACZEK
ADMINISTRATIVE MANAGER
101 LANG BOULEVARD
GRAND ISLAND
NY
United States
Tel:
716-773-6626 X204
Fax:
716-773-6522
M****@*******************M
(Full email address available in API data)
Industry Affiliates
| AEBLY AND ASSOCIATES INSURANCE SERVICES | Insurance company or agency |
| LYTLE ASSOCIATES | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AEBLY, JULIUS, WILLIAM | Individual | – | PRESIDENT AND OWNER | 06/2018 | > 75% |
| ZACZEK, MARIE, A | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2018 | < 5% |