ADW CAPITAL MANAGEMENT LLC

Adviser information for ADW CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $473.5M
Non-Discretionary 0 $0
Total 2 $473.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $473.5M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-113599
SEC ERA File Number 801-113599
SEC CIK Numbers 1511001
SEC CRD Numbers 175486
Legal Entity Identifier 98450044F9E61F37E549

Principal Office

6431 ALLISON ROAD
MIAMI BEACH
FL
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 646-684-4086, Fax: None

Chief Compliance Officer

ADAM DAVID WYDEN
MANAGING MEMBER
6431 ALLISON ROAD
MIAMI BEACH
FL
United States
Tel: 646-684-4086
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ADW CAPITAL PARTNERS, LP Hedge Fund $473.5M $2.0M 149

Control Persons

Name Type Entity Title Since Ownership
WYDEN, ADAM, DAVID Individual MANAGING MEMBER, CHIEF COMPLIANCE OFFICER 09/2010 > 75%
SCHMALZBACH, MICHAEL, THOMAS Individual CHIEF FINANCIAL OFFICER 12/2021 < 5%

No. Employees, Historic

105020192020202120222023202420252 on 8/29/20192 on 9/9/20192 on 3/10/20202 on 7/8/20202 on 7/17/20202 on 9/9/20203 on 3/26/20213 on 4/27/20213 on 11/10/20213 on 3/24/20223 on 12/1/20223 on 3/31/20233 on 3/28/2024

RAUM, Historic

500M250M02019202020212022202320242025138791542 on 8/29/2019138791542 on 9/9/2019106061643 on 3/10/2020106061643 on 7/8/2020106061643 on 7/17/2020106061643 on 9/9/2020329234273 on 3/26/2021329234273 on 4/27/2021329234273 on 11/10/2021389160728 on 3/24/2022389160728 on 12/1/2022284408201 on 3/31/2023473548758 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420251 on 8/29/20191 on 9/9/20191 on 3/10/20201 on 7/8/20201 on 7/17/20201 on 9/9/20202 on 3/26/20212 on 4/27/20212 on 11/10/20212 on 3/24/20222 on 12/1/20222 on 3/31/20232 on 3/28/2024